| Name | Relationship | Address | Signature | Signature date | CIK |
|---|---|---|---|---|---|
| PECK MICHAEL D | PRESIDENT | 225 W WACKER DRIVE, 21ST FLOOR, CHICAGO | Marc Bassewitz | 15 May 2025 | 0001732966 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HFLEX | CLASS A COMMON SHARES | Other | $15.69 | +1 | +1.4% | $11.13 | 103 | 13 Dec 2024 | FIRST TRUST CAPITAL MANAGEMENT L.P. | F1, F2 |
| transaction | HFLEX | CLASS I COMMON SHARES | Other | $5,288 | +473 | +1.7% | $11.18 | 28,895 | 13 Dec 2024 | FIRST TRUST CAPITAL MANAGEMENT L.P. | F1, F2 |
| Id | Content |
|---|---|
| F1 | DIVIDEND REINVESTMENT |
| F2 | MR. PECK DISCLAIMS BENEFICIAL OWNERSHIP OF THESE SECURITIES EXCEPT TO THE EXTENT OF HIS PECUNIARY INTEREST THEREIN. |