Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | FTPCX | Class I Common Shares | Other | -$12.6K | -1.23K | -100% | $10.21* | 0 | Jun 30, 2023 | VIVALDI CAPITAL MANAGEMENT LP | F1, F2 |
holding | FTPCX | Class I Common Shares | 10.3K | Jun 30, 2023 | FIRST TRUST CAPITAL MANAGEMENT L.P. | F2 |
Id | Content |
---|---|
F1 | AN AFFILIATE OF THE ADVISER ACQUIRED THE SECURITY AS A RESULT OF A TRADE ERROR AS OF 3/31/2023. THE CURRENT TRANSACTION IS A REDEMPTION OF THE ACQUIRED SHARES AT THE NEXT QUARTERLY REDEMPTION DATE. MR. PECK IS THE PRESIDENT OF THE ADVISER AND OF THE AFFILIATE. |
F2 | MR. PECK DISCLAIMS BENEFICIAL OWNERSHIP OF THESE SECURITIES EXCEPT TO THE EXTENT OF HIS PECUNIARY INTEREST THEREIN. |