| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | HFLEX | Class I Common Shares | Other | $100,000 | +9,960 | +125% | $10.04 | 17,918 | 11 Oct 2023 | FIRST TRUST CAPITAL MANAGEMENT L.P. | F1, F2 |
| holding | HFLEX | Class A Common Shares | 100 | 11 Oct 2023 | FIRST TRUST CAPITAL MANAGEMENT L.P. | F2 |
| Id | Content |
|---|---|
| F1 | THE ADVISER ACQUIRED THE SECURITY AS A RESULT OF A TRADE ERROR. MR. EISENBERG IS THE CHIEF OPERATING OFFICER OF THE ADVISER. |
| F2 | MR. EISENBERG DISCLAIMS BENEFICIAL OWNERSHIP OF THESE SECURITIES EXCEPT TO THE EXTENT OF HIS PECUNIARY INTEREST THEREIN. |