Eisenberg Chad - Mar 31, 2023 Form 5 Insider Report for FIRST TRUST ALTERNATIVE OPPORTUNITIES FUND (VFLAX)

Role
TREASURER
Signature
MARC BASSEWITZ
Stock symbol
VFLAX
Transactions as of
Mar 31, 2023
Transactions value $
$72
Form type
5
Date filed
5/15/2023, 05:33 PM
Previous filing
Apr 6, 2023
Next filing
Jan 3, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VFLAX CLASS A COMMON SHARES Other $4.41 +0.16 +0.39% $27.59* 40.7 Apr 6, 2022 VFT HOLDINGS LP F1, F2
transaction VFLAX CLASS A COMMON SHARES Other $4.41 +0.16 +0.39% $27.54* 40.7 May 4, 2022 VFT HOLDINGS LP F1, F2
transaction VFLAX CLASS A COMMON SHARES Other $4.32 +0.16 +0.39% $26.98* 40.7 Jun 1, 2022 VFT HOLDINGS LP F1, F2
transaction VFLAX CLASS A COMMON SHARES Other $4.28 +0.16 +0.39% $26.74* 40.7 Jul 6, 2022 VFT HOLDINGS LP F1, F2
transaction VFLAX CLASS A COMMON SHARES Other $4.26 +0.16 +0.39% $26.65* 40.7 Aug 3, 2022 VFT HOLDINGS LP F1, F2
transaction VFLAX CLASS A COMMON SHARES Other $4.28 +0.16 +0.39% $26.73* 40.7 Sep 7, 2022 VFT HOLDINGS LP F1, F2
transaction VFLAX CLASS A COMMON SHARES Other $4.23 +0.16 +0.39% $26.45* 40.7 Oct 5, 2022 VFT HOLDINGS LP F1, F2
transaction VFLAX CLASS A COMMON SHARES Other $4.21 +0.16 +0.39% $26.29* 40.7 Nov 2, 2022 VFT HOLDINGS LP F1, F2
transaction VFLAX CLASS A COMMON SHARES Other $4.20 +0.16 +0.39% $26.27* 40.7 Dec 7, 2022 VFT HOLDINGS LP F1, F2
transaction VFLAX CLASS A COMMON SHARES Other $20.90 +0.81 +2.03% $25.75* 40.7 Dec 9, 2022 VFT HOLDINGS LP F1, F2
transaction VFLAX CLASS A COMMON SHARES Other $6.23 +0.24 +0.59% $25.94* 40.7 Feb 1, 2023 VFT HOLDINGS LP F1, F2
transaction VFLAX CLASS A COMMON SHARES Other $6.23 +0.24 +0.59% $25.96* 40.7 Mar 1, 2023 VFT HOLDINGS LP F1, F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 DIVIDEND REINVESTMENT
F2 MR. EISENBERG DISCLAIMS BENEFICIAL OWNERSHIP OF THESE SECURITIES EXCEPT TO THE EXTENT OF HIS PECUNIARY INTEREST THEREIN.