| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NKLA | Common Stock | Options Exercise | $79,500 | +75,000 | +2.7% | $1.06 | 2,887,346 | 12 Dec 2022 | Direct | |
| transaction | NKLA | Common Stock | Sale | $3,506 | -1,500 | -0.05% | $2.34 | 2,885,846 | 12 Dec 2022 | Direct | F1, F2 |
| transaction | NKLA | Common Stock | Sale | $172,137 | -73,500 | -2.5% | $2.34 | 2,812,346 | 12 Dec 2022 | Direct | F1, F3 |
| transaction | NKLA | Common Stock | Options Exercise | $79,500 | +75,000 | +2.7% | $1.06 | 2,887,346 | 13 Dec 2022 | Direct | |
| transaction | NKLA | Common Stock | Sale | $3,248 | -1,500 | -0.05% | $2.16 | 2,885,846 | 13 Dec 2022 | Direct | F1, F4 |
| transaction | NKLA | Common Stock | Sale | $159,128 | -73,500 | -2.5% | $2.16 | 2,812,346 | 13 Dec 2022 | Direct | F1, F5 |
| transaction | NKLA | Common Stock | Sale | $1,818,231 | -852,429 | -30% | $2.13 | 1,959,917 | 13 Dec 2022 | Direct | F6 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NKLA | Stock Option (right to buy) | Options Exercise | $0 | -75,000 | -1.8% | $0.000000 | 4,027,185 | 12 Dec 2022 | Common Stock | 75,000 | $1.06 | Direct | F7 |
| transaction | NKLA | Stock Option (right to buy) | Options Exercise | $0 | -75,000 | -1.9% | $0.000000 | 3,952,185 | 13 Dec 2022 | Common Stock | 75,000 | $1.06 | Direct | F7 |
| Id | Content |
|---|---|
| F1 | The sale of common stock was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. |
| F2 | This transaction was executed in multiple trades at prices ranging from $2.29 to $2.38. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| F3 | This transaction was executed in multiple trades at prices ranging from $2.28 to $2.39. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| F4 | This transaction was executed in multiple trades at prices ranging from $2.02 to $2.43. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| F5 | This transaction was executed in multiple trades at prices ranging from $2.02 to $2.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| F6 | Represents the number of shares required to be sold by the Reporting Person to cover tax withholding obligations in connection with the vesting of RSUs. This sale is mandated by the Issuer's election under its equity incentive plans to require the satisfaction of tax withholding obligations to be funded by a "sell to cover" transaction and does not represent a discretionary trade by the Reporting Person. |
| F7 | Option is fully vested and exercisable. |