| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NKLA | Common Stock | Options Exercise | $96,581 | +91,114 | +3.2% | $1.06 | 2,903,460 | 19 Sep 2022 | Direct | |
| transaction | NKLA | Common Stock | Sale | $1,723 | -342 | -0.01% | $5.04 | 2,903,118 | 19 Sep 2022 | Direct | F1, F2 |
| transaction | NKLA | Common Stock | Sale | $7,254 | -1,500 | -0.05% | $4.84 | 2,901,618 | 19 Sep 2022 | Direct | F1, F3 |
| transaction | NKLA | Common Stock | Sale | $79,491 | -15,772 | -0.54% | $5.04 | 2,885,846 | 19 Sep 2022 | Direct | F1, F4 |
| transaction | NKLA | Common Stock | Sale | $354,858 | -73,500 | -2.5% | $4.83 | 2,812,346 | 19 Sep 2022 | Direct | F1, F5 |
| transaction | NKLA | Common Stock | Options Exercise | $79,500 | +75,000 | +2.7% | $1.06 | 2,887,346 | 20 Sep 2022 | Direct | |
| transaction | NKLA | Common Stock | Sale | $6,858 | -1,500 | -0.05% | $4.57 | 2,885,846 | 20 Sep 2022 | Direct | F1, F6 |
| transaction | NKLA | Common Stock | Sale | $335,968 | -73,500 | -2.5% | $4.57 | 2,812,346 | 20 Sep 2022 | Direct | F1, F7 |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NKLA | Stock Option (right to buy) | Options Exercise | $0 | -91,114 | -1.1% | $0.000000 | 8,452,185 | 19 Sep 2022 | Common Stock | 91,114 | $1.06 | Direct | F8 |
| transaction | NKLA | Stock Option (right to buy) | Options Exercise | $0 | -75,000 | -0.89% | $0.000000 | 8,377,185 | 20 Sep 2022 | Common Stock | 75,000 | $1.06 | Direct | F8 |
| Id | Content |
|---|---|
| F1 | The sale of common stock was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. |
| F2 | This transaction was executed in multiple trades at prices ranging from $5.02 to $5.08. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| F3 | This transaction was executed in multiple trades at prices ranging from $4.57 to $5.08. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| F4 | This transaction was executed in multiple trades at prices ranging from $5.00 to $5.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| F5 | This transaction was executed in multiple trades at prices ranging from $4.56 to $5.10. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| F6 | This transaction was executed in multiple trades at prices ranging from $4.53 to $4.63. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| F7 | This transaction was executed in multiple trades at prices ranging from $4.52 to $4.69. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected. |
| F8 | Option is fully vested and exercisable. |