| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AVGO | Common Stock, $0.001 par value | Sale | -$3.4M | -15K | -69.9% | $226.68 | 6.46K | Dec 23, 2024 | Direct | F1, F2 |
| holding | AVGO | Common Stock, $0.001 par value | 320 | Dec 23, 2024 | See Footnote | F3, F4 |
Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.
Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).
| Id | Content |
|---|---|
| F1 | Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. |
| F2 | Adjusted to reflect a ten-for-one forward split of the Issuer's common stock effective after market close on July 12, 2024 and includes 1,890 restricted stock units. |
| F3 | Adjusted to reflect a ten-for-one forward split of the Issuer's common stock effective after market close on July 12, 2024. |
| F4 | Shares held by The Diane M. Bryant Trust u/a/d 11/08/17, for which the Reporting Person serves as Trustee. |