| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AVGO | Common Stock, $0.001 par value | Sale | -$1.5M | -1.16K | -14.9% | $1,289.86 | 6.63K | Mar 12, 2024 | See Footnote | F1, F2, F3 |
| transaction | AVGO | Common Stock, $0.001 par value | Sale | -$2.57M | -1.99K | -29.99% | $1,290.62 | 4.64K | Mar 12, 2024 | See Footnote | F2, F3, F4 |
| holding | AVGO | Common Stock, $0.001 par value | 397 | Mar 12, 2024 | Direct | F5 |
| Id | Content |
|---|---|
| F1 | Transaction executed in multiple trades at prices ranging from $1,289.21 to $1,290.17 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| F2 | Includes shares transferred to the Hartenstein family trust from the Reporting Person for no consideration. |
| F3 | Shares held by the Hartenstein family trust, for which the Reporting Person serves as trustee. |
| F4 | Transaction executed in multiple trades at prices ranging from $1,290.23 to $1,291.13 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| F5 | Represents restricted stock units. |