EDDY W. HARTENSTEIN - 14 Mar 2023 Form 4 Insider Report for Broadcom Inc. (AVGO)

Role
Director
Signature
/s/ Noelle Matteson, Attorney-in-Fact for Eddy W. Hartenstein
Issuer symbol
AVGO
Transactions as of
14 Mar 2023
Net transactions value
-$1,984,422
Form type
4
Filing time
16 Mar 2023, 16:57:41 UTC
Previous filing
27 Feb 2023
Next filing
05 Apr 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AVGO Common Stock, $0.001 par value Sale $917,821 -1,470 -11% $624.37 11,439 14 Mar 2023 See Footnote F1, F2
transaction AVGO Common Stock, $0.001 par value Sale $625,170 -1,000 -8.7% $625.17 10,439 14 Mar 2023 See Footnote F2, F3
transaction AVGO Common Stock, $0.001 par value Sale $441,431 -705 -6.8% $626.14 9,734 14 Mar 2023 See Footnote F2, F4
holding AVGO Common Stock, $0.001 par value 889 14 Mar 2023 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Transaction executed in multiple trades at prices ranging from $623.67 to $624.62 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F2 Shares held by the Hartenstein family trust, for which the Reporting Person serves as trustee.
F3 Transaction executed in multiple trades at prices ranging from $624.84 to $625.79 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F4 Transaction executed in multiple trades at prices ranging from $625.88 to $626.50 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F5 Includes 413 restricted stock units.