| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AVGO | Common Stock, $0.001 par value | Gift | $0 | -655 | -4.8% | $0.000000 | 12,909 | 04 Jan 2022 | See Footnote | F1, F2 |
| transaction | AVGO | Common Stock, $0.001 par value | Award | $0 | +413 | +87% | $0.000000 | 889 | 04 Apr 2022 | Direct | F3, F4 |
| Id | Content |
|---|---|
| F1 | Charitable gift. |
| F2 | Shares held by the Hartenstein family trust, for which the Reporting Person serves as trustee. |
| F3 | Grant of Restricted Stock Units ("RSUs"). Upon vesting thereof, the Reporting Person is entitled to receive one (1) share of Issuer's common stock for each one (1) RSU. The Vesting Commencement Date is April 4, 2022. The RSUs vest in full on the earlier of (i) the first anniversary of the Vesting Commencement Date or (ii) the date on which the annual meeting of Issuer's stockholders immediately following the Vesting Commencement Date is held, subject to Reporting Person's continuing service on the vesting date. |
| F4 | Includes 413 RSUs. |