Thomas H. Krause - Mar 15, 2022 Form 4 Insider Report for Broadcom Inc. (AVGO)

Signature
/s/Noelle Matteson, Attorney-in-Fact for Thomas H. Krause, Jr.
Stock symbol
AVGO
Transactions as of
Mar 15, 2022
Transactions value $
-$15,901,017
Form type
4
Date filed
3/17/2022, 05:02 PM
Previous filing
Mar 4, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AVGO Common Stock, $0.001 par value Tax liability -$7.79M -13.1K -20.54% $592.76 50.8K Mar 15, 2022 Direct F1, F2
transaction AVGO Common Stock, $0.001 par value Sale -$8.08M -13.8K -27.15% $585.29 37K Mar 16, 2022 Direct F2, F3
transaction AVGO Common Stock, $0.001 par value Sale -$38.1K -65 -0.18% $586.11 37K Mar 16, 2022 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Consists of shares withheld by the Issuer to satisfy the tax withholding obligations of the Reporting Person upon the vesting of the relevant restricted stock units ("RSUs"), including performance stock units awards, previously granted to the Reporting Person.
F2 Includes 36,960 RSUs.
F3 Transaction executed in multiple trades at prices ranging from $585.02 to $585.98 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F4 Represents 36,960 RSUs.