| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | AVGO | Common Stock, $0.001 par value | Sale | $552,125 | -1,111 | -4.9% | $496.96 | 21,781 | 10 Sep 2021 | See Footnote | F1, F2 |
| transaction | AVGO | Common Stock, $0.001 par value | Sale | $246,644 | -495 | -2.3% | $498.27 | 21,286 | 10 Sep 2021 | See Footnote | F2, F3 |
| transaction | AVGO | Common Stock, $0.001 par value | Sale | $401,755 | -805 | -3.8% | $499.08 | 20,481 | 10 Sep 2021 | See Footnote | F2, F4 |
| transaction | AVGO | Common Stock, $0.001 par value | Sale | $1,200,754 | -2,400 | -12% | $500.31 | 18,081 | 10 Sep 2021 | See Footnote | F2, F5 |
| holding | AVGO | Common Stock, $0.001 par value | 476 | 10 Sep 2021 | Direct | F6 |
| Id | Content |
|---|---|
| F1 | Transaction executed in multiple trades at prices ranging from $496.68 to $497.54 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| F2 | Shares held by the Hartenstein family trust, for which the Reporting Person serves as trustee. |
| F3 | Transaction executed in multiple trades at prices ranging from $497.78 to $498.74 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| F4 | Transaction executed in multiple trades at prices ranging from $498.78 to $499.56 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| F5 | Transaction executed in multiple trades at prices ranging from $499.81 to $500.67 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote. |
| F6 | Represents 476 restricted stock units. |