Eddy W. Hartenstein - Sep 10, 2021 Form 4 Insider Report for Broadcom Inc. (AVGO)

Role
Director
Signature
/s/ Noelle Matteson, Attorney-in-Fact for Eddy W. Hartenstein
Stock symbol
AVGO
Transactions as of
Sep 10, 2021
Transactions value $
-$2,401,277
Form type
4
Date filed
9/14/2021, 05:09 PM
Previous filing
Aug 31, 2021
Next filing
Sep 27, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AVGO Common Stock, $0.001 par value Sale -$552K -1.11K -4.85% $496.96 21.8K Sep 10, 2021 See Footnote F1, F2
transaction AVGO Common Stock, $0.001 par value Sale -$247K -495 -2.27% $498.27 21.3K Sep 10, 2021 See Footnote F2, F3
transaction AVGO Common Stock, $0.001 par value Sale -$402K -805 -3.78% $499.08 20.5K Sep 10, 2021 See Footnote F2, F4
transaction AVGO Common Stock, $0.001 par value Sale -$1.2M -2.4K -11.72% $500.31 18.1K Sep 10, 2021 See Footnote F2, F5
holding AVGO Common Stock, $0.001 par value 476 Sep 10, 2021 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Transaction executed in multiple trades at prices ranging from $496.68 to $497.54 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F2 Shares held by the Hartenstein family trust, for which the Reporting Person serves as trustee.
F3 Transaction executed in multiple trades at prices ranging from $497.78 to $498.74 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F4 Transaction executed in multiple trades at prices ranging from $498.78 to $499.56 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F5 Transaction executed in multiple trades at prices ranging from $499.81 to $500.67 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F6 Represents 476 restricted stock units.