EDDY W. HARTENSTEIN - 18 May 2021 Form 4 Insider Report for Broadcom Inc. (AVGO)

Role
Director
Signature
/s/ Noelle Matteson, Attorney-in-Fact for Eddy W. Hartenstein
Issuer symbol
AVGO
Transactions as of
18 May 2021
Net transactions value
-$463,507
Form type
4
Filing time
20 May 2021, 17:24:08 UTC
Next filing
01 Jun 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AVGO Common Stock, $0.001 par value Sale $19,979 -46 -1.8% $434.33 2,550 18 May 2021 Direct F1, F2, F3
transaction AVGO Common Stock, $0.001 par value Sale $18,315 -42 -1.6% $436.07 2,508 18 May 2021 Direct F1, F3, F4
transaction AVGO Common Stock, $0.001 par value Sale $29,724 -68 -2.7% $437.12 2,440 18 May 2021 Direct F1, F3, F5
transaction AVGO Common Stock, $0.001 par value Sale $29,813 -68 -2.8% $438.43 2,372 18 May 2021 Direct F1, F3, F6
transaction AVGO Common Stock, $0.001 par value Sale $56,274 -128 -5.4% $439.64 2,244 18 May 2021 Direct F1, F3, F7
transaction AVGO Common Stock, $0.001 par value Sale $52,902 -120 -5.3% $440.85 2,124 18 May 2021 Direct F1, F3, F8
transaction AVGO Common Stock, $0.001 par value Sale $13,249 -30 -1.4% $441.62 2,094 18 May 2021 Direct F1, F3
transaction AVGO Common Stock, $0.001 par value Sale $12,403 -28 -1.3% $442.96 2,066 18 May 2021 Direct F1, F3
transaction AVGO Common Stock, $0.001 par value Sale $25,712 -60 -2.9% $428.53 2,006 19 May 2021 Direct F1, F3, F9
transaction AVGO Common Stock, $0.001 par value Sale $25,790 -60 -3% $429.83 1,946 19 May 2021 Direct F1, F3, F10
transaction AVGO Common Stock, $0.001 par value Sale $12,980 -30 -1.5% $432.65 1,916 19 May 2021 Direct F1, F3
transaction AVGO Common Stock, $0.001 par value Sale $19,974 -46 -2.4% $434.21 1,870 19 May 2021 Direct F1, F3, F11
transaction AVGO Common Stock, $0.001 par value Sale $26,576 -61 -3.3% $435.67 1,809 19 May 2021 Direct F1, F3, F12
transaction AVGO Common Stock, $0.001 par value Sale $24,484 -56 -3.1% $437.21 1,753 19 May 2021 Direct F1, F3, F13
transaction AVGO Common Stock, $0.001 par value Sale $42,958 -98 -5.6% $438.34 1,655 19 May 2021 Direct F1, F3, F14
transaction AVGO Common Stock, $0.001 par value Sale $36,936 -84 -5.1% $439.72 1,571 19 May 2021 Direct F1, F3, F15
transaction AVGO Common Stock, $0.001 par value Sale $15,440 -35 -2.2% $441.14 1,536 19 May 2021 Direct F1, F3, F16
holding AVGO Common Stock, $0.001 par value 22,892 18 May 2021 See Footnote F17
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2 Transaction executed in multiple trades at prices ranging from $434.26 to $434.45 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F3 Includes 476 restricted stock units.
F4 Transaction executed in multiple trades at prices ranging from $435.94 to $436.68 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F5 Transaction executed in multiple trades at prices ranging from $436.96 to $437.21 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F6 Transaction executed in multiple trades at prices ranging from $438.15 to $438.70 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F7 Transaction executed in multiple trades at prices ranging from $439.17 to $440.09 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F8 Transaction executed in multiple trades at prices ranging from $440.34 to $441.33 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F9 Transaction executed in multiple trades at prices ranging from $428.11 to $428.95 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F10 Transaction executed in multiple trades at prices ranging from $429.41 to $430.25 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F11 Transaction executed in multiple trades at prices ranging from $433.86 to $434.40 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F12 Transaction executed in multiple trades at prices ranging from $435.50 to $435.84 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F13 Transaction executed in multiple trades at prices ranging from $436.76 to $437.60 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F14 Transaction executed in multiple trades at prices ranging from $438.07 to $438.77 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F15 Transaction executed in multiple trades at prices ranging from $439.64 to $439.79 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F16 Transaction executed in multiple trades at prices ranging from $441.05 to $441.26 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F17 Shares held by the Hartenstein family trust, for which the Reporting Person serves as trustee.