Eddy W. Hartenstein - May 18, 2021 Form 4 Insider Report for Broadcom Inc. (AVGO)

Role
Director
Signature
/s/ Noelle Matteson, Attorney-in-Fact for Eddy W. Hartenstein
Stock symbol
AVGO
Transactions as of
May 18, 2021
Transactions value $
-$463,507
Form type
4
Date filed
5/20/2021, 05:24 PM
Next filing
Jun 1, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AVGO Common Stock, $0.001 par value Sale -$20K -46 -1.77% $434.33 2.55K May 18, 2021 Direct F1, F2, F3
transaction AVGO Common Stock, $0.001 par value Sale -$18.3K -42 -1.65% $436.07 2.51K May 18, 2021 Direct F1, F3, F4
transaction AVGO Common Stock, $0.001 par value Sale -$29.7K -68 -2.71% $437.12 2.44K May 18, 2021 Direct F1, F3, F5
transaction AVGO Common Stock, $0.001 par value Sale -$29.8K -68 -2.79% $438.43 2.37K May 18, 2021 Direct F1, F3, F6
transaction AVGO Common Stock, $0.001 par value Sale -$56.3K -128 -5.4% $439.64 2.24K May 18, 2021 Direct F1, F3, F7
transaction AVGO Common Stock, $0.001 par value Sale -$52.9K -120 -5.35% $440.85 2.12K May 18, 2021 Direct F1, F3, F8
transaction AVGO Common Stock, $0.001 par value Sale -$13.2K -30 -1.41% $441.62 2.09K May 18, 2021 Direct F1, F3
transaction AVGO Common Stock, $0.001 par value Sale -$12.4K -28 -1.34% $442.96 2.07K May 18, 2021 Direct F1, F3
transaction AVGO Common Stock, $0.001 par value Sale -$25.7K -60 -2.9% $428.53 2.01K May 19, 2021 Direct F1, F3, F9
transaction AVGO Common Stock, $0.001 par value Sale -$25.8K -60 -2.99% $429.83 1.95K May 19, 2021 Direct F1, F3, F10
transaction AVGO Common Stock, $0.001 par value Sale -$13K -30 -1.54% $432.65 1.92K May 19, 2021 Direct F1, F3
transaction AVGO Common Stock, $0.001 par value Sale -$20K -46 -2.4% $434.21 1.87K May 19, 2021 Direct F1, F3, F11
transaction AVGO Common Stock, $0.001 par value Sale -$26.6K -61 -3.26% $435.67 1.81K May 19, 2021 Direct F1, F3, F12
transaction AVGO Common Stock, $0.001 par value Sale -$24.5K -56 -3.1% $437.21 1.75K May 19, 2021 Direct F1, F3, F13
transaction AVGO Common Stock, $0.001 par value Sale -$43K -98 -5.59% $438.34 1.66K May 19, 2021 Direct F1, F3, F14
transaction AVGO Common Stock, $0.001 par value Sale -$36.9K -84 -5.08% $439.72 1.57K May 19, 2021 Direct F1, F3, F15
transaction AVGO Common Stock, $0.001 par value Sale -$15.4K -35 -2.23% $441.14 1.54K May 19, 2021 Direct F1, F3, F16
holding AVGO Common Stock, $0.001 par value 22.9K May 18, 2021 See Footnote F17
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Transaction made pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2 Transaction executed in multiple trades at prices ranging from $434.26 to $434.45 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F3 Includes 476 restricted stock units.
F4 Transaction executed in multiple trades at prices ranging from $435.94 to $436.68 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F5 Transaction executed in multiple trades at prices ranging from $436.96 to $437.21 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F6 Transaction executed in multiple trades at prices ranging from $438.15 to $438.70 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F7 Transaction executed in multiple trades at prices ranging from $439.17 to $440.09 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F8 Transaction executed in multiple trades at prices ranging from $440.34 to $441.33 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F9 Transaction executed in multiple trades at prices ranging from $428.11 to $428.95 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F10 Transaction executed in multiple trades at prices ranging from $429.41 to $430.25 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F11 Transaction executed in multiple trades at prices ranging from $433.86 to $434.40 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F12 Transaction executed in multiple trades at prices ranging from $435.50 to $435.84 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F13 Transaction executed in multiple trades at prices ranging from $436.76 to $437.60 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F14 Transaction executed in multiple trades at prices ranging from $438.07 to $438.77 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F15 Transaction executed in multiple trades at prices ranging from $439.64 to $439.79 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F16 Transaction executed in multiple trades at prices ranging from $441.05 to $441.26 per share, inclusive. The price reported in column 4 above reflects the weighted average sale price per share. The Reporting Person hereby undertakes to provide the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
F17 Shares held by the Hartenstein family trust, for which the Reporting Person serves as trustee.