| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | RYES | Common Stock | Other | -2,105,263 | -100% | 0 | 29 Nov 2024 | By Eridanus Capital, LLC | F4 | ||
| transaction | RYES | Common Stock | Other | +421,053 | +234% | 601,053 | 29 Nov 2024 | Direct | F4 | ||
| holding | RYES | Common Stock | 7,172,849 | 29 Nov 2024 | By Myrmikan Gold Fund, LLC |
| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| holding | RYES | Options | 15,000 | 29 Nov 2024 | Common Stock | 15,000 | $0.1700 | Direct | ||||||
| holding | RYES | Options | 200,000 | 29 Nov 2024 | Common Stock | 200,000 | $0.2500 | Direct | ||||||
| holding | RYES | Options | 94,070 | 29 Nov 2024 | Common Stock | 94,070 | $0.2600 | Direct | ||||||
| holding | RYES | Warrants | 340,000 | 29 Nov 2024 | Common Stock | 340,000 | $0.1150 | Direct | F1 | |||||
| holding | RYES | Warrants | 210,526 | 29 Nov 2024 | Common Stock | 210,526 | $0.1580 | Direct | F1 | |||||
| holding | RYES | Warrants | 90,000 | 29 Nov 2024 | Common Stock | 90,000 | $0.1580 | Direct | F1 | |||||
| holding | RYES | Warrants | 115,000 | 29 Nov 2024 | Common Stock | 115,000 | $0.6000 | Direct | F1 | |||||
| holding | RYES | Warrants | 2,882,514 | 29 Nov 2024 | Common Stock | 2,882,514 | $0.1735 | By Myrmikan Gold Fund, LLC | F2, F3 | |||||
| holding | RYES | Warrants | 1,350,000 | 29 Nov 2024 | Common Stock | 1,350,000 | $0.1580 | By Myrmikan Gold Fund, LLC | F2 | |||||
| holding | RYES | Warrants | 140,000 | 29 Nov 2024 | Common Stock | 140,000 | $0.2600 | By Myrmikan Gold Fund, LLC | F2 | |||||
| holding | RYES | Warrants | 750,000 | 29 Nov 2024 | Common Stock | 750,000 | $0.2600 | By Myrmikan Gold Fund, LLC | F2 | |||||
| holding | RYES | Warrants | 187,500 | 29 Nov 2024 | Common Stock | 187,500 | $0.6000 | By Myrmikan Gold Fund, LLC | F2 |
| Id | Content |
|---|---|
| F1 | The holder and the issuer have entered into a warrant standstill agreement dated 4-9-24, as amended on April 29, May 1, 2024 and September 10, 2024, pursuant to which the holder has agreed not to exercise these warrants. The agreement will remain in effect until terminated upon 61 days' written notice to the issuer from the holder. On that basis, the holder does not beneficially own the shares of common stock underlying the warrants, as defined for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. |
| F2 | The holder and the issuer have entered into a warrant standstill agreement dated 4-9-24, as amended and restated on October 10, 2024, pursuant to which the holder has agreed not to exercise these warrants. The agreement will remain in effect until terminated upon 61 days' written notice to the issuer from the holder. On that basis, the holder does not beneficially own the shares of common stock underlying the warrants, as defined for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended. |
| F3 | These warrants were issued in connection with a secured loan agreement pursuant to which the holder loaned $500,000 to the issuer. |
| F4 | On 11-29-24, Eridanus Capital, LLC distributed all of its shares of Rise common stock to its members. As one of those members, Mr. Oliver acquired direct beneficial ownership of 421,053 of those shares. |