Mark & Robyn Jones Descendants Trust 2014 - 24 Mar 2025 Form 4 Insider Report for Goosehead Insurance, Inc. (GSHD)

Role
Member of 10% owner group, 10%+ Owner
Signature
/s/ John O'Connor, as Attorney-in-Fact for Mark Evan Jones
Issuer symbol
GSHD
Transactions as of
24 Mar 2025
Net transactions value
-$8,581,784
Form type
4
Filing time
26 Mar 2025, 18:27:14 UTC
Previous filing
14 Mar 2025
Next filing
09 May 2025
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GSHD Class B Common Stock Conversion of derivative security $0 -43,712 -0.56% $0.000000 7,733,569 24 Mar 2025 Direct F1
transaction GSHD Class A Common Stock Conversion of derivative security $0 +43,712 $0.000000 43,712 24 Mar 2025 Direct F1
transaction GSHD Class A Common Stock Sale $2,228,493 -18,526 -42% $120.29 25,186 24 Mar 2025 Direct F1, F2
transaction GSHD Class A Common Stock Sale $3,052,795 -25,186 -100% $121.21 0 24 Mar 2025 Direct F1, F3
transaction GSHD Class B Common Stock Conversion of derivative security $0 -27,427 -0.35% $0.000000 7,706,142 25 Mar 2025 Direct F1
transaction GSHD Class A Common Stock Conversion of derivative security $0 +27,427 $0.000000 27,427 25 Mar 2025 Direct F1
transaction GSHD Class A Common Stock Sale $3,221,929 -26,778 -98% $120.32 649 25 Mar 2025 Direct F1, F4
transaction GSHD Class A Common Stock Sale $78,568 -649 -100% $121.06 0 25 Mar 2025 Direct F1, F5
holding GSHD Class A Common Stock 38,951 24 Mar 2025 Direct F6
holding GSHD Class B Common Stock 182,349 24 Mar 2025 Direct F6
holding GSHD Class A Common Stock 163,565 24 Mar 2025 Direct F7
holding GSHD Class B Common Stock 132,349 24 Mar 2025 Direct F7
holding GSHD Class B Common Stock 1,766,355 24 Mar 2025 By Trust F8

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GSHD LLC Units in Goosehead Financial, LLC Conversion of derivative security $0 -43,712 -0.56% $0.000000 7,733,569 24 Mar 2025 Class A Common Stock 43,712 $0.000000 Direct F1, F9
transaction GSHD LLC Units in Goosehead Financial, LLC Conversion of derivative security $0 -27,427 -0.35% $0.000000 7,706,142 25 Mar 2025 Class A Common Stock 27,427 $0.000000 Direct F1, F9
holding GSHD LLC Units in Goosehead Financial, LLC 182,349 24 Mar 2025 Class A Common Stock 182,349 $0.000000 Direct F6, F9
holding GSHD LLC Units in Goosehead Financial, LLC 132,349 24 Mar 2025 Class A Common Stock 132,349 $0.000000 Direct F7, F9
holding GSHD LLC Units in Goosehead Financial, LLC 1,766,355 24 Mar 2025 Class A Common Stock 1,766,355 $0.000000 By Trust F8, F9
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Buy Plan / Sale Plan: These are also open market purchases/sales of shares, but in this case the transaction is part of a trading plan. Rule 10b5-1 allows insiders to setup a trading plan to buy/sell stocks over a certain period of time. Since the purchases/sales are predetermined, this protects the insiders from violating insider trading law.

Transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c).

Explanation of Responses:

Id Content
F1 Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held (i) directly by the Mark & Robyn Jones Descendants Trust 2014 and (ii) indirectly by Mark Evan Jones and Robyn Mary Elizabeth Jones, who serve as trustees of the Mark & Robyn Jones Descendants Trust 2014 and whose immediate family members are beneficiaries of the Mark & Robyn Jones Descendants Trust 2014.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.00 to $120.95, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.00 to $121.83, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $120.00 to $120.97, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $121.00 to $121.30, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F6 Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held directly by Mark Evan Jones, and does not reflect Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held by his spouse, Robyn Mary Elizabeth Jones, who is independently a reporting person of the issuer.
F7 Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held directly by Robyn Mary Elizabeth Jones, and does not reflect Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held by her spouse, Mark Evan Jones, who is independently a reporting person of the issuer.
F8 Reflects shares of Class B Common Stock or LLC Units, as applicable, held indirectly by Mark Evan Jones and Robyn Mary Elizabeth Jones, who serve as trustees of various trusts and whose immediate family members are beneficiaries of such trusts.
F9 Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire.