Mark Miller - Nov 6, 2024 Form 4 Insider Report for Goosehead Insurance, Inc. (GSHD)

Role
President and CEO, Director
Signature
/s/ John O'Connor, as Attorney-in-Fact for Mark Miller
Stock symbol
GSHD
Transactions as of
Nov 6, 2024
Transactions value $
-$6,174,829
Form type
4
Date filed
11/8/2024, 06:29 PM
Previous filing
Jul 3, 2024

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GSHD Class A Common Stock Options Exercise $33K +3.3K +10.98% $10.00 33.3K Nov 6, 2024 Direct
transaction GSHD Class A Common Stock Sale -$362K -3.3K -9.9% $110.00 30K Nov 6, 2024 Direct
transaction GSHD Class A Common Stock Options Exercise $583K +58.3K +194.42% $10.00 88.3K Nov 7, 2024 Direct
transaction GSHD Class A Common Stock Sale -$6.38M -57.9K -65.58% $110.21 30.4K Nov 7, 2024 Direct F1
transaction GSHD Class A Common Stock Sale -$44.5K -400 -1.32% $111.16 30K Nov 7, 2024 Direct F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GSHD Director Stock Options (right to buy) Options Exercise $0 -3.3K -5.35% $0.00 58.3K Nov 6, 2024 Class A Stock 3.3K $10.00 Direct F3
transaction GSHD Director Stock Options (right to buy) Options Exercise $0 -58.3K -100% $0.00 0 Nov 7, 2024 Class A Stock 58.3K $10.00 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.00 to $110.93, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.03 to $111.21, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F3 The shares subject to the option shall vest and become exercisable, subject to continued service, in 12 equal quarterly installments over the three (3) year period following the grant date; provided, that all shares subject to the option will vest and become exercisable upon a "change in control" (as defined in the issuer's omnibus incentive plan).