Chick & The Bear Irrevocable Trust - Nov 27, 2023 Form 4 Insider Report for Goosehead Insurance, Inc. (GSHD)

Role
Member of 10% owner group, 10%+ Owner
Signature
/s/ John O'Connor, as Attorney-in-Fact for Chick & The Bear Irrevocable Trust
Stock symbol
GSHD
Transactions as of
Nov 27, 2023
Transactions value $
-$1,097,250
Form type
4
Date filed
11/29/2023, 06:18 PM
Previous filing
Mar 18, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GSHD Class B Common Stock Conversion of derivative security $0 -15K -19.1% $0.00 63.5K Nov 27, 2023 Direct F1
transaction GSHD Class A Common Stock Conversion of derivative security $0 +15K $0.00 15K Nov 27, 2023 Direct F1
transaction GSHD Class A Common Stock Sale -$1.1M -15K -100% $73.15 0 Nov 27, 2023 Direct F1, F2
holding GSHD Class B Common Stock 338K Nov 27, 2023 Direct F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GSHD LLC Units in Goosehead Financial, LLC Conversion of derivative security $0 -15K -19.1% $0.00 63.5K Nov 27, 2023 Class A Common Stock 15K $0.00 Direct F1, F5
holding GSHD LLC Units in Goosehead Financial, LLC 338K Nov 27, 2023 Class A Common Stock 338K $0.00 Direct F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held (i) directly by Chick and The Bear Irrevocable Trust and (ii) indirectly by Adrienne Kebodeaux, who serves as trustee of Chick and The Bear Irrevocable Trust and whose immediate family members are beneficiaries of Chick and The Bear Irrevocable Trust.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.00 to $73.74, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F3 Reflects a reduction in shares due to a same-day sale by Adrienne Kebodeaux, a separate reporting person and for which a separate Form 4 will be filed.
F4 Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held directly by Adrienne Kebodeaux.
F5 Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC Units do not expire.