Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | GSHD | Class B Common Stock | Conversion of derivative security | $0 | -15K | -19.1% | $0.00 | 63.5K | Nov 27, 2023 | Direct | F1 |
transaction | GSHD | Class A Common Stock | Conversion of derivative security | $0 | +15K | $0.00 | 15K | Nov 27, 2023 | Direct | F1 | |
transaction | GSHD | Class A Common Stock | Sale | -$1.1M | -15K | -100% | $73.15 | 0 | Nov 27, 2023 | Direct | F1, F2 |
holding | GSHD | Class B Common Stock | 338K | Nov 27, 2023 | Direct | F3, F4 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | GSHD | LLC Units in Goosehead Financial, LLC | Conversion of derivative security | $0 | -15K | -19.1% | $0.00 | 63.5K | Nov 27, 2023 | Class A Common Stock | 15K | $0.00 | Direct | F1, F5 |
holding | GSHD | LLC Units in Goosehead Financial, LLC | 338K | Nov 27, 2023 | Class A Common Stock | 338K | $0.00 | Direct | F3, F4, F5 |
Id | Content |
---|---|
F1 | Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held (i) directly by Chick and The Bear Irrevocable Trust and (ii) indirectly by Adrienne Kebodeaux, who serves as trustee of Chick and The Bear Irrevocable Trust and whose immediate family members are beneficiaries of Chick and The Bear Irrevocable Trust. |
F2 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.00 to $73.74, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. |
F3 | Reflects a reduction in shares due to a same-day sale by Adrienne Kebodeaux, a separate reporting person and for which a separate Form 4 will be filed. |
F4 | Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held directly by Adrienne Kebodeaux. |
F5 | Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC Units do not expire. |