Lanni Romney Spousal Lifetime Access Trust - Nov 22, 2023 Form 4 Insider Report for Goosehead Insurance, Inc. (GSHD)

Role
Member of 10% owner group, 10%+ Owner
Signature
/s/ John O'Connor, as Attorney-in-Fact for Lanni Romney
Stock symbol
GSHD
Transactions as of
Nov 22, 2023
Transactions value $
-$1,076,100
Form type
4
Date filed
11/27/2023, 06:20 PM

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GSHD Class B Common Stock Conversion of derivative security $0 -15K -16.91% $0.00 73.7K Nov 22, 2023 Direct F1
transaction GSHD Class A Common Stock Conversion of derivative security $0 +15K $0.00 15K Nov 22, 2023 Direct F1
transaction GSHD Class A Common Stock Sale -$1.08M -15K -100% $71.74 0 Nov 22, 2023 Direct F1, F2
holding GSHD Class B Common Stock 180K Nov 22, 2023 Direct F3, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GSHD LLC Units in Goosehead Financial, LLC Conversion of derivative security $0 -15K -16.91% $0.00 73.7K Nov 22, 2023 Class A Common Stock 15K $0.00 Direct F1, F5
holding GSHD LLC Units in Goosehead Financial, LLC 180K Nov 22, 2023 Class A Common Stock 180K $0.00 Direct F3, F4, F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held (i) directly by the Lanni Romney Spousal Lifetime Access Trust and (ii) indirectly by Lanni Romney, who serves as trustee of the Lanni Romney Spousal Lifetime Access Trust and whose immediate family members are beneficiaries of the Lanni Romney Spousal Lifetime Access Trust.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.38 to $72.02, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F3 Reflects a reduction in shares due to a same-day sale by Lanni Romney, a separate reporting person and for which a separate Form 4 will be filed.
F4 Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held directly by Lanni Romney.
F5 Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.