Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | GSHD | Class B Common Stock | Conversion of derivative security | $0 | -15K | -7.68% | $0.00 | 180K | Nov 22, 2023 | Direct | F1 |
transaction | GSHD | Class A Common Stock | Conversion of derivative security | $0 | +15K | $0.00 | 15K | Nov 22, 2023 | Direct | F1 | |
transaction | GSHD | Class A Common Stock | Sale | -$1.08M | -15K | -100% | $71.74 | 0 | Nov 22, 2023 | Direct | F1, F2 |
holding | GSHD | Class B Common Stock | 73.7K | Nov 22, 2023 | Lanni Romney Spousal Lifetime Access Trust | F3 |
Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Underlying Class | Amount | Exercise Price | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
transaction | GSHD | LLC Units in Goosehead Financial, LLC | Conversion of derivative security | $0 | -15K | -7.68% | $0.00 | 180K | Nov 22, 2023 | Class A Common Stock | 15K | $0.00 | Direct | F1, F4 |
holding | GSHD | LLC Units in Goosehead Financial, LLC | 73.7K | Nov 22, 2023 | Class A Common Stock | 73.7K | $0.00 | Lanni Romney Spousal Lifetime Access Trust | F3, F4 |
Id | Content |
---|---|
F1 | This does not reflect shares directly held by the reporting person's spouse, who is independently a reporting person of the issuer. |
F2 | The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $71.38 to $72.02, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. |
F3 | Reflects a reduction in shares due to a same-day sale by Lanni Romney Spousal Lifetime Access Trust, a separate reporting person and for which a separate Form 4 will be filed. |
F4 | Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire. |