Robyn Mary Elizabeth Jones - 29 Aug 2023 Form 4 Insider Report for Goosehead Insurance, Inc. (GSHD)

Role
Director, Member of 10% owner group, 10%+ Owner
Signature
/s/ John O'Connor, as Attorney-in-Fact for Robyn Mary Elizabeth Jones
Issuer symbol
GSHD
Transactions as of
29 Aug 2023
Net transactions value
$0
Form type
4
Filing time
30 Aug 2023, 19:15:47 UTC
Previous filing
04 May 2023
Next filing
09 May 2024
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GSHD Class A Common Stock Gift $0 -150,000 -45% $0.000000 181,290 29 Aug 2023 Direct F1
holding GSHD Class B Common Stock 132,349 29 Aug 2023 Direct F1
holding GSHD Class B Common Stock 10,012,497 29 Aug 2023 By Trust F2, F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding GSHD LLC Units in Goosehead Financial, LLC 132,349 29 Aug 2023 Class A Common Stock 132,349 $0.000000 Direct F1, F4
holding GSHD LLC Units in Goosehead Financial, LLC 10,012,497 29 Aug 2023 Class A Common Stock 10,012,497 $0.000000 By Trust F2, F3, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held directly by Robyn Mary Elizabeth Jones, and does not reflect Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held by her spouse, Mark Evan Jones, who is independently a reporting person of the issuer.
F2 Reflects a reduction in shares due to a same-day sale by Desiree Robyn Coleman Family Trust 2014, a separate reporting person and for which a separate Form 4 will be filed.
F3 Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries.
F4 Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire.