Mark E. Jones Jr. - 28 Jul 2022 Form 4 Insider Report for Goosehead Insurance, Inc. (GSHD)

Role
Member of 10% owner group, 10%+ Owner
Signature
/s/ P. Ryan Langston, as Attorney-in-Fact for Mark E. Jones, Jr.
Issuer symbol
GSHD
Transactions as of
28 Jul 2022
Net transactions value
-$336,620
Form type
4
Filing time
01 Aug 2022, 15:59:29 UTC
Previous filing
22 Jul 2022
Next filing
04 Aug 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GSHD Class B Common Stock Conversion of derivative security $0 -1,600 -0.46% $0.000000 343,953 28 Jul 2022 Direct
transaction GSHD Class A Common Stock Conversion of derivative security $0 +1,600 $0.000000 1,600 28 Jul 2022 Direct
transaction GSHD Class A Common Stock Sale $96,020 -1,600 -100% $60.01 0 28 Jul 2022 Direct F1
transaction GSHD Class B Common Stock Conversion of derivative security $0 -4,002 -1.2% $0.000000 339,951 29 Jul 2022 Direct
transaction GSHD Class A Common Stock Conversion of derivative security $0 +4,002 $0.000000 4,002 29 Jul 2022 Direct
transaction GSHD Class A Common Stock Sale $240,599 -4,002 -100% $60.12 0 29 Jul 2022 Direct F2
holding GSHD Class B Common Stock 82,005 28 Jul 2022 Jones 2020 Irrevocable Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GSHD LLC Units in Goosehead Financial, LLC Conversion of derivative security $0 -1,600 -0.46% $0.000000 343,953 28 Jul 2022 Class A Common Stock 1,600 $0.000000 Direct F3
transaction GSHD LLC Units in Goosehead Financial, LLC Conversion of derivative security $0 -4,002 -1.2% $0.000000 339,951 29 Jul 2022 Class A Common Stock 4,002 $0.000000 Direct F3
holding GSHD LLC Units in Goosehead Financial, LLC 82,005 28 Jul 2022 Class A Common Stock 82,005 $0.000000 Jones 2020 Irrevocable Trust F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.00 to $60.11 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.00 to $60.43 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F3 Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.

Remarks:

The sales reported were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person.