Michael C. Colby - Dec 28, 2021 Form 4 Insider Report for Goosehead Insurance, Inc. (GSHD)

Role
President and COO
Signature
/s/ P. Ryan Langston, as Attorney-in-Fact for Michael C. Colby
Stock symbol
GSHD
Transactions as of
Dec 28, 2021
Transactions value $
-$258,771
Form type
4
Date filed
12/29/2021, 03:46 PM
Previous filing
Dec 28, 2021
Next filing
Dec 30, 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GSHD Class B Common Stock Conversion of derivative security $0 -1.95K -0.48% $0.00 401K Dec 28, 2021 Direct
transaction GSHD Class A Common Stock Conversion of derivative security $0 +1.95K +8.43% $0.00 25.1K Dec 28, 2021 Direct
transaction GSHD Class A Common Stock Sale -$61.6K -473 -1.89% $130.31 24.6K Dec 28, 2021 Direct F1
transaction GSHD Class A Common Stock Sale -$43.1K -328 -1.33% $131.37 24.3K Dec 28, 2021 Direct F2
transaction GSHD Class A Common Stock Sale -$46.3K -350 -1.44% $132.33 23.9K Dec 28, 2021 Direct F3
transaction GSHD Class A Common Stock Sale -$73.5K -550 -2.3% $133.70 23.4K Dec 28, 2021 Direct F4
transaction GSHD Class A Common Stock Sale -$27.3K -200 -0.86% $136.38 23.2K Dec 28, 2021 Direct F5
transaction GSHD Class A Common Stock Sale -$6.92K -50 -0.22% $138.38 23.1K Dec 28, 2021 Direct
holding GSHD Class B Common Stock 598K Dec 28, 2021 By Colby 2014 Family Trust F6
holding GSHD Class A Common Stock 83.4K Dec 28, 2021 By Colby 2014 Family Trust F6
holding GSHD Class B Common Stock 32.9K Dec 28, 2021 By Preston Michael Colby 2014 Trust F6
holding GSHD Class B Common Stock 32.9K Dec 28, 2021 By Lyla Kate Colby 2014 Trust F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GSHD LLC Units in Goosehead Financial, LLC Conversion of derivative security $0 -1.95K -0.48% $0.00 401K Dec 28, 2021 Class A Common Stock 1.95K $0.00 Direct F7
holding GSHD LLC Units in Goosehead Financial, LLC 598K Dec 28, 2021 Class A Common Stock 598K $0.00 By Colby 2014 Family Trust F6, F8
holding GSHD LLC Units in Goosehead Financial, LLC 32.9K Dec 28, 2021 Class A Common Stock 32.9K $0.00 By Lyla Kate Colby 2014 Trust F6, F8
holding GSHD LLC Units in Goosehead Financial, LLC 32.9K Dec 28, 2021 Class A Common Stock 32.9K $0.00 By Preston Michael Colby 2014 Trust F6, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.00 to $130.90, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.00 to $131.95 inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $132.07 to $132.62, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $133.40 to $134.38, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.96 to $136.53, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F6 Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries.
F7 Each LLC Unit, together with a share of Class B Sommon Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC Units do not expire.
F8 Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire.

Remarks:

The sales reported were effected pursuant to a Rule 10b5-1 Trading Plan adopted by the reporting person on November 22, 2021, and which the Colby 2014 Family Trust sold an equal number of shares under the same trading plan.