Mark Evan Jones - Nov 1, 2021 Form 4 Insider Report for Goosehead Insurance, Inc. (GSHD)

Signature
/s/ P. Ryan Langston, as Attorney-in-Fact for Mark Evan Jones
Stock symbol
GSHD
Transactions as of
Nov 1, 2021
Transactions value $
-$7,719,555
Form type
4
Date filed
11/3/2021, 08:11 PM
Previous filing
Aug 25, 2021
Next filing
Feb 14, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GSHD Class A Common Stock Options Exercise $245K +24.5K +12.06% $10.00* 228K Nov 1, 2021 Direct F1
transaction GSHD Class A Common Stock Sale -$935K -6.72K -2.95% $139.19 221K Nov 1, 2021 Direct F1, F2
transaction GSHD Class A Common Stock Sale -$1.17M -8.29K -3.75% $140.89 213K Nov 1, 2021 Direct F1, F3
transaction GSHD Class A Common Stock Sale -$351K -2.49K -1.17% $140.89 210K Nov 1, 2021 Direct F1, F4
transaction GSHD Class A Common Stock Sale -$217K -1.53K -0.73% $142.18 209K Nov 1, 2021 Direct F1, F5
transaction GSHD Class A Common Stock Sale -$561K -3.92K -1.88% $143.25 205K Nov 1, 2021 Direct F1, F6
transaction GSHD Class A Common Stock Sale -$224K -1.56K -0.76% $144.19 203K Nov 1, 2021 Direct F1, F7
transaction GSHD Class A Common Stock Options Exercise $329K +32.9K +16.21% $10.00* 236K Nov 2, 2021 Direct F1
transaction GSHD Class A Common Stock Sale -$810K -5.97K -2.53% $135.70 230K Nov 2, 2021 Direct F1, F8
transaction GSHD Class A Common Stock Sale -$2.12M -15.5K -6.75% $136.59 215K Nov 2, 2021 Direct F1, F9
transaction GSHD Class A Common Stock Sale -$752K -5.47K -2.55% $137.41 209K Nov 2, 2021 Direct F1, F10
transaction GSHD Class A Common Stock Sale -$701K -5.06K -2.42% $138.51 204K Nov 2, 2021 Direct F1, F11
transaction GSHD Class A Common Stock Sale -$125K -901 -0.44% $139.28 203K Nov 2, 2021 Direct F1, F12
transaction GSHD Class A Common Stock Options Exercise $25.6K +2.56K +1.26% $10.00* 206K Nov 3, 2021 Direct F1
transaction GSHD Class A Common Stock Sale -$194K -1.42K -0.69% $136.70 204K Nov 3, 2021 Direct F1, F13
transaction GSHD Class A Common Stock Sale -$41.5K -301 -0.15% $137.89 204K Nov 3, 2021 Direct F1, F14
transaction GSHD Class A Common Stock Sale -$117K -841 -0.41% $138.97 203K Nov 3, 2021 Direct F1, F15

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GSHD Employee Stock Options (right to buy) Options Exercise $0 -24.5K -11.14% $0.00 195K Nov 1, 2021 Class A Common Stock 24.5K $10.00 Direct F16
transaction GSHD Employee Stock Options (right to buy) Options Exercise $0 -32.9K -16.85% $0.00 163K Nov 2, 2021 Class A Common Stock 32.9K $10.00 Direct F16
transaction GSHD Employee Stock Options (right to buy) Options Exercise $0 -2.56K -1.58% $0.00 160K Nov 3, 2021 Class A Common Stock 2.56K $10.00 Direct F16
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This does not reflect shares directly held by the reporting person's spouse, who is independently a reporting person of the issuer.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $138.62 to $139.61, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $139.62 to $140.61, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $140.63 to $141.57, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $141.78 to $142.55, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $142.83 to $143.74, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F7 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $143.85 to $144.78, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F8 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $135.02 to $136.01, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F9 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $136.02 to $137.01, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F10 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $137.02 to $138.01, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F11 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $138.02 to $139.01, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F12 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $139.07 to $139.84, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F13 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $136.25 to $137.14, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F14 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $137.26 to $138.24, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F15 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $138.44 to $139.37, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F16 One third (1/3rd) of the shares subject to the option shall vest and become exercisable, subject to continued employment, on each of the second, third and fourth anniversaries of the grant date; provided, that all shares subject to the option will vest and become exercisable if Mr. Jones' employment is terminated without "cause" or for "good reason" (each as defined in either Mr. Jones' option award agreement or the issuer's omnibus incentive plan) within six month following a "change in control" (as defined in the issuer's omnibus incentive plan).