Desiree Coleman - Nov 1, 2021 Form 4 Insider Report for Goosehead Insurance, Inc. (GSHD)

Role
Member of 10% owner group, 10%+ Owner
Signature
/s/ P. Ryan Langston, as Attorney-in-Fact for Desiree Coleman
Stock symbol
GSHD
Transactions as of
Nov 1, 2021
Transactions value $
-$2,340,649
Form type
4
Date filed
11/3/2021, 08:09 PM
Previous filing
May 24, 2021
Next filing
Nov 5, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GSHD Class B Common Stock Conversion of derivative security $0 -15.9K -4.42% $0.00 343K Nov 1, 2021 Direct
transaction GSHD Class A Common Stock Conversion of derivative security $0 +15.9K $0.00 15.9K Nov 1, 2021 Direct
transaction GSHD Class A Common Stock Sale -$1.18M -8.43K -53.18% $140.37 7.42K Nov 1, 2021 Direct F1
transaction GSHD Class A Common Stock Sale -$128K -902 -12.15% $141.43 6.52K Nov 1, 2021 Direct F2
transaction GSHD Class A Common Stock Sale -$276K -1.94K -29.68% $142.59 4.59K Nov 1, 2021 Direct F3
transaction GSHD Class A Common Stock Sale -$536K -3.74K -81.46% $143.46 850 Nov 1, 2021 Direct F4
transaction GSHD Class A Common Stock Sale -$121K -850 -100% $142.59 0 Nov 1, 2021 Direct F5
transaction GSHD Class B Common Stock Conversion of derivative security $0 -691 -0.2% $0.00 342K Nov 3, 2021 Direct
transaction GSHD Class A Common Stock Conversion of derivative security $0 +691 $0.00 691 Nov 3, 2021 Direct
transaction GSHD Class A Common Stock Sale -$82.9K -591 -85.53% $140.20 100 Nov 3, 2021 Direct F6
transaction GSHD Class A Common Stock Sale -$14.1K -100 -100% $141.06 0 Nov 3, 2021 Direct

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GSHD LLC Units in Goosehead Financial, LLC Conversion of derivative security $0 -15.9K -4.42% $0.00 343K Nov 1, 2021 Class A Common Stock 15.9K $0.00 Direct F7
transaction GSHD LLC Units in Goosehead Financial, LLC Conversion of derivative security $0 -691 -0.2% $0.00 342K Nov 3, 2021 Class A Common Stock 691 $0.00 Direct F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $140.00 to $140.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $141.00 to $141.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $142.00 to $142.99, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $143.00 to $143.98, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $144.08 to $144.78, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $140.00 to $140.86, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F7 Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.