Mark S. Colby - 30 Aug 2021 Form 4/A - Amendment Insider Report for Goosehead Insurance, Inc. (GSHD)

Role
CFO
Signature
/s/ P. Ryan Langston, as Attorney-in-Fact for Mark S. Colby
Issuer symbol
GSHD
Transactions as of
30 Aug 2021
Transactions value $
$0
Form type
4/A - Amendment
Filing time
23 Sep 2021, 17:16:28
Date Of Original Report
03 Sep 2021
Previous filing
23 Aug 2021
Next filing
14 Feb 2022
SEC
View on sec.gov

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GSHD Employee Stock Options (right to buy) Options Exercise $0 -8.49K -14.51% $0.00 50K 30 Aug 2021 Class A Stock 8.49K $10.00 Direct F1, F2
transaction GSHD Employee Stock Options (right to buy) Options Exercise $0 -10K -20% $0.00 40K 01 Sep 2021 Class A Stock 10K $10.00 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 One third (1/3rd) of the shares subject to the option shall vest and become exercisable, subject to continued employment, on each of the second, third and fourth anniversaries of the grant date; provided, that all shares subject to the option will vest and become exercisable if Mr. Colby's employment is terminated without "cause" or for "good reason" (each as defined in either Mr. Colby's option award agreement or the issuer's omnibus incentive plan) within six month following a "change in control" (as defined in the issuer's omnibus incentive plan).
F2 Added transaction to correspond the disposition of stock options with the number of disposed option shares reported in Table 1 of the original Form.
F3 Amended to correspond the number of stock options disposed with the number of disposed option shares reported in Table 1 of the original Form.