Mark E. Jones Jr. - Sep 1, 2021 Form 4 Insider Report for Goosehead Insurance, Inc. (GSHD)

Role
Member of 10% owner group, 10%+ Owner
Signature
/s/ P. Ryan Langston, as Attorney-in-Fact for Camille Peterson
Stock symbol
GSHD
Transactions as of
Sep 1, 2021
Transactions value $
-$1,498,900
Form type
4
Date filed
9/3/2021, 06:34 PM
Previous filing
May 10, 2021
Next filing
Jan 5, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GSHD Class B Common Stock Conversion of derivative security $0 -5K -1.33% $0.00 371K Sep 1, 2021 Direct
transaction GSHD Class A Common Stock Conversion of derivative security $0 +5K $0.00 5K Sep 1, 2021 Direct
transaction GSHD Class A Common Stock Sale -$751K -5K -100% $150.13 0 Sep 1, 2021 Direct F1
transaction GSHD Class B Common Stock Conversion of derivative security $0 -5K -1.35% $0.00 366K Sep 1, 2021 Direct
transaction GSHD Class A Common Stock Conversion of derivative security $0 +5K $0.00 5K Sep 1, 2021 Direct
transaction GSHD Class A Common Stock Sale -$344K -2.3K -46.04% $149.24 2.7K Sep 1, 2021 Direct F2
transaction GSHD Class A Common Stock Sale -$405K -2.7K -100% $150.00 0 Sep 1, 2021 Direct F3
holding GSHD Class B Common Stock 82K Sep 1, 2021 Jones 2020 Irrevocable Trust F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GSHD LLC Units in Goosehead Financial, LLC Conversion of derivative security $0 -5K -1.33% $0.00 371K Sep 1, 2021 Class A Common Stock 5K $0.00 Direct F5
transaction GSHD LLC Units in Goosehead Financial, LLC Conversion of derivative security $0 -5K -1.35% $0.00 366K Sep 1, 2021 Class A Common Stock 5K $0.00 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 This transaction was pursuant to a 10b5-1 plan.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $148.72 to $149.71, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $149.77 to $150.22, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F4 Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries.
F5 Each LLC Unit, together with a share of Class B Common Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC units do not expire.