Michael C. Colby - Aug 20, 2021 Form 4 Insider Report for Goosehead Insurance, Inc. (GSHD)

Role
President and COO
Signature
/s/ P. Ryan Langston, as Attorney-in-Fact for Michael C. Colby
Stock symbol
GSHD
Transactions as of
Aug 20, 2021
Transactions value $
-$684,983
Form type
4
Date filed
8/23/2021, 07:13 PM
Previous filing
Aug 13, 2021
Next filing
Aug 25, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GSHD Class B Common Stock Conversion of derivative security $0 -2.5K -6.43% $0.00 36.4K Aug 20, 2021 By Lyla Kate Colby 2014 Trust F1
transaction GSHD Class A Common Stock Conversion of derivative security $0 +2.5K $0.00 2.5K Aug 20, 2021 By Lyla Kate Colby 2014 Trust F1
transaction GSHD Class A Common Stock Sale -$273K -2K -79.88% $136.86 503 Aug 20, 2021 By Lyla Kate Colby 2014 Trust F1, F2
transaction GSHD Class A Common Stock Sale -$69.2K -503 -100% $137.54 0 Aug 20, 2021 By Lyla Kate Colby 2014 Trust F1, F3
transaction GSHD Class B Common Stock Conversion of derivative security $0 -2.5K -6.43% $0.00 36.4K Aug 20, 2021 By Preston Michael Colby 2014 Trust F1
transaction GSHD Class A Common Stock Conversion of derivative security $0 +2.5K $0.00 2.5K Aug 20, 2021 By Preston Michael Colby 2014 Trust F1
transaction GSHD Class A Common Stock Sale -$274K -2K -79.96% $136.86 501 Aug 20, 2021 By Preston Michael Colby 2014 Trust F1, F2
transaction GSHD Class A Common Stock Sale -$68.9K -501 -100% $137.54 0 Aug 20, 2021 By Preston Michael Colby 2014 Trust F3
holding GSHD Class B Common Stock 427K Aug 20, 2021 Direct
holding GSHD Class A Common Stock 23.1K Aug 20, 2021 Direct
holding GSHD Class B Common Stock 672K Aug 20, 2021 By Colby 2014 Family Trust F1
holding GSHD Class A Common Stock 83.4K Aug 20, 2021 By Colby 2014 Family Trust F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GSHD LLC Units in Goosehead Financial, LLC Conversion of derivative security $0 -2.5K -6.43% $0.00 36.4K Aug 20, 2021 Class A Common Stock 2.5K $0.00 By Lyla Kate Colby 2014 Trust F1, F4
transaction GSHD LLC Units in Goosehead Financial, LLC Conversion of derivative security $0 -2.5K -6.43% $0.00 36.4K Aug 20, 2021 Class A Common Stock 2.5K $0.00 By Preston Michael Colby 2014 Trust F1, F4
holding GSHD LLC Units in Goosehead Financial, LLC 427K Aug 20, 2021 Class A Common Stock 427K $0.00 Direct F4
holding GSHD LLC Units in Goosehead Financial, LLC 672K Aug 20, 2021 Class A Common Stock 672K $0.00 By Colby 2014 Family Trust F1, F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $136.30 to $137.29, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $137.33 to $138.19, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F4 Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire.