Michael C. Colby - 20 May 2021 Form 4 Insider Report for Goosehead Insurance, Inc. (GSHD)

Role
President and COO
Signature
/s/ P. Ryan Langston, as Attorney-in-Fact for Michael C. Colby
Issuer symbol
GSHD
Transactions as of
20 May 2021
Net transactions value
-$3,258,796
Form type
4
Filing time
24 May 2021, 18:01:20 UTC
Next filing
13 Aug 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GSHD Class B Common Stock Conversion of derivative security $0 -10,153 -2.2% $0.000000 456,871 20 May 2021 Direct
transaction GSHD Class A Common Stock Conversion of derivative security $0 +10,153 +44% $0.000000 33,284 20 May 2021 Direct
transaction GSHD Class A Common Stock Sale $476,754 -5,829 -18% $81.79 27,455 20 May 2021 Direct F1
transaction GSHD Class A Common Stock Sale $287,012 -3,484 -13% $82.38 23,971 20 May 2021 Direct F2
transaction GSHD Class A Common Stock Sale $70,031 -840 -3.5% $83.37 23,131 20 May 2021 Direct F3
transaction GSHD Class B Common Stock Sale $0 -29,847 -6.5% $0.000000 427,024 21 May 2021 Direct
transaction GSHD Class A Common Stock Conversion of derivative security $0 +29,847 +129% $0.000000 52,978 21 May 2021 Direct
transaction GSHD Class A Common Stock Sale $1,300,804 -16,127 -30% $80.66 36,851 21 May 2021 Direct F4
transaction GSHD Class A Common Stock Sale $1,058,148 -12,920 -35% $81.90 23,931 21 May 2021 Direct F5
transaction GSHD Class A Common Stock Sale $66,048 -800 -3.3% $82.56 23,131 21 May 2021 Direct F6
holding GSHD Class B Common Stock 689,524 20 May 2021 By Trust F7
holding GSHD Class A Common Stock 143,402 20 May 2021 By Colby 2014 Family Trust

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GSHD LLC Units in Goosehead Financial, LLC Conversion of derivative security $0 -10,153 -2.2% $0.000000 456,871 20 May 2021 Class A Common Stock 10,153 $0.000000 Direct F8
transaction GSHD LLC Units in Goosehead Financial, LLC Conversion of derivative security $0 -29,847 -6.5% $0.000000 427,024 21 May 2021 Class A Common Stock 29,847 $0.000000 Direct F8
holding GSHD LLC Units in Goosehead Financial, LLC 689,524 20 May 2021 Class A Common Stock 749,524 $0.000000 By Trust F7, F8
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.08 to 82.07, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.08 to $83.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.08 to $83.92, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.27 to $81.22, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.34 to $82.28, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F6 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.44 to $82.66, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F7 Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries.
F8 Each LLC Unit, together with a share of Class B Sommon Stock, may be converted by the holder into one share of Class A Common Stock at any time. The LLC Units do not expire.