Mark Evan Jones - May 19, 2021 Form 4 Insider Report for Goosehead Insurance, Inc. (GSHD)

Role
CEO, Director, Member of 10% owner group, 10%+ Owner
Signature
/s/ P. Ryan Langston, as Attorney-in-Fact for Mark Evan Jones
Stock symbol
GSHD
Transactions as of
May 19, 2021
Transactions value $
-$2,163,338
Form type
4
Date filed
5/20/2021, 05:58 PM
Previous filing
May 20, 2021
Next filing
Aug 9, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction GSHD Class B Common Stock Conversion of derivative security $0 -26.4K -0.21% $0.00 12.4M May 19, 2021 By Trust F1
transaction GSHD Class A Common Stock Conversion of derivative security $0 +26.4K $0.00 26.4K May 19, 2021 By Mark and Robyn Jones Descendants Trust 2014
transaction GSHD Class A Common Stock Sale -$530K -6.56K -24.84% $80.87 19.8K May 19, 2021 By Mark and Robyn Jones Descendants Trust 2014 F2
transaction GSHD Class A Common Stock Sale -$1.06M -12.9K -65.14% $82.04 6.92K May 19, 2021 By Mark and Robyn Jones Descendants Trust 2014 F3
transaction GSHD Class A Common Stock Sale -$505K -6.12K -88.42% $82.65 801 May 19, 2021 By Mark and Robyn Jones Descendants Trust 2014 F4
transaction GSHD Class A Common Stock Sale -$50.4K -601 -75.03% $83.90 200 May 19, 2021 By Mark and Robyn Jones Descendants Trust 2014 F5
transaction GSHD Class A Common Stock Sale -$16.9K -200 -100% $84.38 0 May 19, 2021 By Mark and Robyn Jones Descendants Trust 2014
holding GSHD Class A Common Stock 286K May 19, 2021 Direct F6
holding GSHD Class B Common Stock 182K May 19, 2021 Direct F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction GSHD LLC Units in Goosehead Financial, LLC Conversion of derivative security $0 -26.4K -0.21% $0.00 12.4M May 19, 2021 Class A Common Stock 26.4K $0.00 By Trust F1, F7
holding GSHD LLC Units in Goosehead Financial, LLC 182K May 19, 2021 Class A Common Stock 182K $0.00 Direct F6, F7
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.36 to $81.32, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.36 to $82.35, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.37 to $83.35, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F5 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.37 to $84.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F6 This does not reflect shares directly held by the reporting person's spouse, who is independently a reporting person of the issuer.
F7 Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire.