Mark Evan Jones - 19 May 2021 Form 4 Insider Report for Goosehead Insurance, Inc. (GSHD)

Role: CEO, Director, Member of 10% owner group, 10%+ Owner
Signature: /s/ P. Ryan Langston, as Attorney-in-Fact for Mark Evan Jones
Issuer symbol: GSHD
Transactions as of: 19 May 2021
Net transactions value: -$2,163,338
Form type: 4
Filing time: 20 May 2021, 17:58:15 UTC
Previous filing: 20 May 2021
Next filing: 09 Aug 2021
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	GSHD	Class B Common Stock	Conversion of derivative security	$0	-26,398	-0.21%	$0.000000	12,428,220	19 May 2021	By Trust	F1
transaction	GSHD	Class A Common Stock	Conversion of derivative security	$0	+26,398		$0.000000	26,398	19 May 2021	By Mark and Robyn Jones Descendants Trust 2014
transaction	GSHD	Class A Common Stock	Sale	$530,184	-6,556	-25%	$80.87	19,842	19 May 2021	By Mark and Robyn Jones Descendants Trust 2014	F2
transaction	GSHD	Class A Common Stock	Sale	$1,060,367	-12,925	-65%	$82.04	6,917	19 May 2021	By Mark and Robyn Jones Descendants Trust 2014	F3
transaction	GSHD	Class A Common Stock	Sale	$505,487	-6,116	-88%	$82.65	801	19 May 2021	By Mark and Robyn Jones Descendants Trust 2014	F4
transaction	GSHD	Class A Common Stock	Sale	$50,424	-601	-75%	$83.90	200	19 May 2021	By Mark and Robyn Jones Descendants Trust 2014	F5
transaction	GSHD	Class A Common Stock	Sale	$16,876	-200	-100%	$84.38	0	19 May 2021	By Mark and Robyn Jones Descendants Trust 2014
holding	GSHD	Class A Common Stock						286,201	19 May 2021	Direct	F6
holding	GSHD	Class B Common Stock						182,349	19 May 2021	Direct	F6

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	GSHD	LLC Units in Goosehead Financial, LLC	Conversion of derivative security	$0	-26,398	-0.21%	$0.000000	12,428,220	19 May 2021	Class A Common Stock	26,398	$0.000000	By Trust	F1, F7
holding	GSHD	LLC Units in Goosehead Financial, LLC						182,349	19 May 2021	Class A Common Stock	182,349	$0.000000	Direct	F6, F7

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Reflects shares of Class A Common Stock, shares of Class B Common Stock or LLC Units, as applicable, held in trust for which the reporting person serves as a trustee and of which immediate family members of the reporting person are beneficiaries.
F2	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.36 to $81.32, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F3	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.36 to $82.35, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F4	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.37 to $83.35, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F5	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.37 to $84.05, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
F6	This does not reflect shares directly held by the reporting person's spouse, who is independently a reporting person of the issuer.
F7	Each LLC Unit, together with a share of Class B common stock, may be converted by the holder into one share of Class A common stock at any time. The LLC Units do not expire.