Melissa B. Epperly - 04 Oct 2023 Form 4 Insider Report for Zentalis Pharmaceuticals, Inc. (ZNTL)

Source evidence Original filing metadata and source links for verification. 5 source fields
SEC form
4
Accepted by SEC
06 Oct 2023, 19:18:52 UTC
Prior SEC filing
14 Sep 2023
Next SEC filing
18 Oct 2023
Source filing
View source filing
Reporting owner 1 detail
Reporting owner signature
By: /s/ Melissa B. Epperly

Key filing fact

Melissa B. Epperly filed Form 4 for Zentalis Pharmaceuticals, Inc. (ZNTL) on 06 Oct 2023.

Key facts

  • This page summarizes Melissa B. Epperly's Form 4 filing for Zentalis Pharmaceuticals, Inc. (ZNTL).
  • 2 reported transactions and 0 derivative rows are listed below.
  • Accepted by SEC: 06 Oct 2023, 19:18.

Change

  • Previous filing in this sequence was filed on 14 Sep 2023.
  • Current net transaction value: -$106,926.

Research use

  • This tells you what this filing adds before you inspect full transaction and derivative tables.
  • You can trace every row back to the original SEC filing document.

Evidence

Filed on Form 4

Ownership activity is grounded in SEC Form 4 disclosures.

View source filing

Reported non-derivative transactions

Shares, units, or other non-derivative securities reported in this filing.

ZNTL transaction

Common Stock

Sale

Transaction value
$89,245
Shares
-4,594
Change %
-1.2%
Price
$19.43
Shares after
388,579
Date
04 Oct 2023
Ownership
Direct
Footnotes
F1, F2, F3
ZNTL transaction

Common Stock

Sale

Transaction value
$17,680
Shares
-888
Change %
-0.23%
Price
$19.91
Shares after
387,691
Date
04 Oct 2023
Ownership
Direct
Footnotes
F1, F3, F4
* marks a reported price that did not pass the local price check.

Additional SEC filing notes

Filing notes and footnotes

Rule 10b5-1 trading plan

These transactions were reported as open-market trades under a Rule 10b5-1 plan. The plan lets an insider set trading instructions in advance, which can reduce the risk of trading while in possession of material nonpublic information.

Original filing language: transaction made pursuant to a contract, instruction, or written plan intended to satisfy Rule 10b5-1(c).

Explanation of responses 4 footnotes

Footnote F1

The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading arrangement adopted by the Reporting Person. Shares sold to satisfy withholding tax obligations upon the vesting of restricted stock units.

Footnote F2

The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $18.91 to $19.90. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Footnote F3

Includes 1,125 shares acquired under the Zentalis Pharmaceuticals, Inc. 2020 Employee Stock Purchase Plan on March 31, 2023.

Footnote F4

The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $19.91 to $19.93. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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