| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | ZNTL | Common Stock | Gift | $0 | -350 | -0.04% | $0.00 | 995K | Sep 24, 2021 | Direct | F1, F2 |
| transaction | ZNTL | Common Stock | Gift | $0 | +350 | $0.00 | 350 | Sep 24, 2021 | As UTMA custodian for sons | F1 | |
| transaction | ZNTL | Common Stock | Sale | -$91.7K | -1.42K | -16.82% | $64.73 | 7K | Oct 1, 2021 | See Footnote | F3, F4, F5 |
| transaction | ZNTL | Common Stock | Sale | -$205K | -3.12K | -44.56% | $65.80 | 3.88K | Oct 1, 2021 | See Footnote | F3, F5, F6 |
| transaction | ZNTL | Common Stock | Sale | -$246K | -3.68K | -94.75% | $66.89 | 204 | Oct 1, 2021 | See Footnote | F3, F5, F7 |
| transaction | ZNTL | Common Stock | Sale | -$13.8K | -204 | -100% | $67.44 | 0 | Oct 1, 2021 | See Footnote | F3, F5, F8 |
| Id | Content |
|---|---|
| F1 | Transfer to Reporting Person in his capacity as custodian for sons under Uniform Transfers to Minors Act. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, if any. |
| F2 | Includes 576 shares acquired under the Zentalis Pharmaceuticals, Inc. 2020 Employee Stock Purchase Plan on September 30, 2021. |
| F3 | The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 21, 2020. |
| F4 | The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $64.26 to $65.21. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F5 | Represents shares nominally held by Sundog Ranch, Inc. on behalf of the Bunker Family Protection Trust, the sole shareholder of Sundog Ranch, Inc. The Reporting Person and his wife are the primary beneficiaries of the Bunker Family Protection Trust and the Reporting Person and his wife are also directors of Sundog Ranch, Inc. The Reporting Person disclaims beneficial ownership of the securities held by Sundog Ranch, Inc. except to the extent of his pecuniary interest therein, if any. |
| F6 | The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $65.29 to $66.27. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F7 | The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $66.41 to $67.34. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |
| F8 | The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $67.44 to $67.45. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. |