Anthony Y. Sun - Jun 1, 2021 Form 4 Insider Report for Zentalis Pharmaceuticals, Inc. (ZNTL)

Role
President & CEO, Director
Signature
By: /s/ Melissa B. Epperly, Attorney-in-Fact for Anthony Y. Sun
Stock symbol
ZNTL
Transactions as of
Jun 1, 2021
Transactions value $
-$1,447,679
Form type
4
Date filed
6/2/2021, 08:26 PM
Next filing
Jul 6, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ZNTL Common Stock Sale -$1.29M -23.9K -1.65% $53.95 1.42M Jun 1, 2021 Direct F1, F2
transaction ZNTL Common Stock Sale -$160K -2.92K -0.2% $54.72 1.42M Jun 1, 2021 Direct F1, F3
holding ZNTL Common Stock 229K Jun 1, 2021 By Spouse
holding ZNTL Common Stock 974K Jun 1, 2021 By Essex Group International, LLC
holding ZNTL Common Stock 214K Jun 1, 2021 See Footnote F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on September 22, 2020.
F2 The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $53.44 to $54.43. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3 The price reported is a weighted average price. The shares were sold in multiple transactions at per share prices ranging from $54.44 to $55.36. The Reporting Person undertakes to provide upon request to the SEC staff, the Issuer, or any stockholder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F4 Represents shares nominally held by Hao Bao Zi Trust LLC on behalf of the Hao Bao Zi Trust (the "Trust"), the sole member of Hao Bao Zi Trust LLC. The Reporting Person's spouse is the investment adviser with sole power to make investment decisions regarding the securities held by the Trust. The Reporting Person disclaims beneficial ownership of the securities held by Hao Bao Zi Trust LLC except to the extent of his pecuniary interest therein, if any.