Oliver Edward Lewis Jr - May 1, 2023 Form 4 Insider Report for Columbia Financial, Inc. (CLBK)

Role
EVP & Head Commercial Banking
Signature
/s/ Dennis E. Gibney, Power of Attorney
Stock symbol
CLBK
Transactions as of
May 1, 2023
Transactions value $
$0
Form type
4
Date filed
5/3/2023, 04:54 PM
Previous filing
Apr 25, 2023
Next filing
May 9, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CLBK Common Stock Award $0 +15.9K $0.00 15.9K May 1, 2023 By Stock Award III F1
holding CLBK Common Stock 2.23K May 1, 2023 By Stock-Based Deferral Plan
holding CLBK Common Stock 18.2K May 1, 2023 Direct
holding CLBK Common Stock 4.37K May 1, 2023 By ESOP
holding CLBK Common Stock 1.65K May 1, 2023 By SERP
holding CLBK Common Stock 51 May 1, 2023 By SIM
holding CLBK Common Stock 1.43K May 1, 2023 By Stock Award F2
holding CLBK Common Stock 7.84K May 1, 2023 By Stock Award II F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction CLBK Stock Options (right to buy) Award $0 +11.6K $0.00 11.6K May 1, 2023 Common Stock 11.6K $15.94 Direct F4
holding CLBK Stock Options (right to buy) 17.6K May 1, 2023 Common Stock 17.6K $17.00 Direct F5
holding CLBK Stock Options (right to buy) 57K May 1, 2023 Common Stock 57K $17.86 Direct F6
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Stock Awards granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive plan, 25% of which vest in three approximately equal annual installments commencing on May 1, 2024; and the remaining 75% of which vest upon achievement of certain specified performance-based vesting criteria, which if achieved, such Awards would vest three years after the date of the Award.
F2 Stock Awards granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan, which vests in approximately five equal annual installments commencing on July 23, 2020.
F3 Stock Awards granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan, vest in three equal annual installments commencing on March 22, 2022.
F4 Stock Options granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan vest in three approximately equal annual installments commencing on May 1, 2024.
F5 Stock Options granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan, which vests in approximately five equal annual installments commencing on July 23, 2020.
F6 Stock Options granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan, vest in three equal annual installments commencing on March 22, 2022.