Thomas J. Kemly - Jan 13, 2023 Form 4 Insider Report for Columbia Financial, Inc. (CLBK)

Role
President & CEO, Director
Signature
/s/ Dennis E. Gibney, Power of Attorney
Stock symbol
CLBK
Transactions as of
Jan 13, 2023
Transactions value $
$1,984
Form type
4
Date filed
1/18/2023, 08:17 AM
Previous filing
Jan 4, 2023
Next filing
Jan 31, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CLBK Common Stock Award $1.98K +90.2 +0.17% $22.01 52.5K Jan 13, 2023 By Stock-Based Deferral Plan F1
holding CLBK Common Stock 174K Jan 13, 2023 Direct
holding CLBK Common Stock 40.9K Jan 13, 2023 By 401(k)
holding CLBK Common Stock 7.76K Jan 13, 2023 By Daughter (JEK)
holding CLBK Common Stock 4.51K Jan 13, 2023 By ESOP
holding CLBK Common Stock 22.2K Jan 13, 2023 By SERP
holding CLBK Common Stock 41.6K Jan 13, 2023 By SIM
holding CLBK Common Stock 5.93K Jan 13, 2023 By Spouse
holding CLBK Common Stock 53.7K Jan 13, 2023 By Stock Award F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CLBK Stock Options (right to buy) 656K Jan 13, 2023 Common Stock 656K $15.60 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents phantom stock purchased, on a non-discretionary basis, by the trustee of the Bank's rabbi trust maintained in connection with the Columbia Bank Stock Based Deferral Plan, a non-qualified stock-based deferral plan. Stock unit interests under the Columbia Bank Stock Based Deferral Plan will be settled in shares of stock upon distribution to the reporting person.
F2 Stock Awards granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan, vest in five equal annual installments commencing on July 23, 2020.
F3 Stock Options granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan, vest in five equal annual installments commencing on July 23, 2020.