Thomas J. Kemly - 18 Nov 2022 Form 4 Insider Report for Columbia Financial, Inc. (CLBK)

Role
President & CEO, Director
Signature
/s/ Dennis E. Gibney, Power of Attorney
Issuer symbol
CLBK
Transactions as of
18 Nov 2022
Net transactions value
+$1,654
Form type
4
Filing time
22 Nov 2022, 11:27:12 UTC
Previous filing
08 Nov 2022
Next filing
06 Dec 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction CLBK Common Stock Award $1,654 +76 +0.15% $21.77 52,191 18 Nov 2022 By Stock-Based Deferral Plan F1
holding CLBK Common Stock 174,063 18 Nov 2022 Direct
holding CLBK Common Stock 40,946 18 Nov 2022 By 401(k)
holding CLBK Common Stock 7,755 18 Nov 2022 By Daughter (JEK)
holding CLBK Common Stock 4,509 18 Nov 2022 By ESOP
holding CLBK Common Stock 22,239 18 Nov 2022 By SERP
holding CLBK Common Stock 41,572 18 Nov 2022 By SIM
holding CLBK Common Stock 5,933 18 Nov 2022 By Spouse
holding CLBK Common Stock 53,654 18 Nov 2022 By Stock Award F2

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
holding CLBK Stock Options (right to buy) 656,471 18 Nov 2022 Common Stock 656,471 $15.60 Direct F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Represents phantom stock purchased, on a non-discretionary basis, by the trustee of the Bank's rabbi trust maintained in connection with the Columbia Bank Stock Based Deferral Plan, a non-qualified stock-based deferral plan. Stock unit interests under the Columbia Bank Stock Based Deferral Plan will be settled in shares of stock upon distribution to the reporting person.
F2 Stock Awards granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan, vest in five equal annual installments commencing on July 23, 2020.
F3 Stock Options granted pursuant to the Columbia Financial, Inc. 2019 Equity Incentive Plan, vest in five equal annual installments commencing on July 23, 2020.