Michael Stubblefield - Jan 31, 2023 Form 4 Insider Report for Avantor, Inc. (AVTR)

Role
CEO, Director
Signature
/s/ Scott Baker, as Attorney-in-Fact
Stock symbol
AVTR
Transactions as of
Jan 31, 2023
Transactions value $
-$2,178,246
Form type
4
Date filed
2/2/2023, 07:26 PM
Previous filing
Nov 17, 2022
Next filing
Feb 22, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AVTR Common Stock Award $0 +223K +20.73% $0.00 1.3M Jan 31, 2023 Direct F1, F2
transaction AVTR Common Stock Tax liability -$2.18M -91.1K -7% $23.90 1.21M Jan 31, 2023 Direct F3
holding AVTR Common Stock 112K Jan 31, 2023 By Grantor Retained Annuity Trust F2
holding AVTR Common Stock 430K Jan 31, 2023 See Footnote F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Reflects performance-based restricted stock units previously granted to the Reporting Person, the performance of which was certified on January 31, 2023. Each performance-based restricted stock unit represents a contingent right to receive one share of Common Stock of the Issuer.
F2 Reflects a transfer by the Reporting Person of 111,917 shares into a grantor retained annuity trust on December 9, 2022.
F3 Reflects shares of Common Stock withheld to cover the Reporting Person's tax liability in connection with the vesting and settlement of the performance-based restricted stock units described herein.
F4 Reflects securities held by a trust for the benefit of the Reporting Person's family, of which the spouse of the Reporting Person is the trustee. The Reporting Person disclaims beneficial ownership of the securities held by the trust, except to the extent of his pecuniary interest therein.