Frederic Vanderhaegen - Nov 11, 2021 Form 4 Insider Report for Avantor, Inc. (AVTR)

Role
EVP, Europe
Signature
/s/ Scott Baker, as Attorney-in-Fact
Stock symbol
AVTR
Transactions as of
Nov 11, 2021
Transactions value $
-$3,539,482
Form type
4
Date filed
11/15/2021, 04:33 PM
Previous filing
May 19, 2021
Next filing
Jan 5, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AVTR Common Stock Sale -$2.34M -60.8K -28.24% $38.41 154K Nov 11, 2021 Direct F1, F2
transaction AVTR Common Stock Options Exercise $1.86M +80K +51.78% $23.20 234K Nov 12, 2021 Direct
transaction AVTR Common Stock Sale -$3.06M -80K -34.12% $38.25 154K Nov 12, 2021 Direct F3

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AVTR Stock Options (Right to Buy) Options Exercise $0 -80K -14.79% $0.00 461K Nov 12, 2021 Common Stock 80K $23.20 Direct F4
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $38.37 to $38.49, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth above.
F2 Includes 915 shares acquired under the Avantor Employee Stock Purchase Plan
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $38.00 to $38.79, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the range set forth above.
F4 Reflects an initial grant of 540,830 stock options in which 40% vested at the time of the IPO and the remaining 60% that vested in four equal installments beginning on October 8, 2019.