Michael Stubblefield - 08 Jun 2021 Form 4 Insider Report for Avantor, Inc. (AVTR)

Role
President and CEO, Director
Signature
/s/ Scott Baker, as Attorney-in-Fact
Issuer symbol
AVTR
Transactions as of
08 Jun 2021
Net transactions value
-$14,080,188
Form type
4
Filing time
10 Jun 2021, 18:55:31 UTC
Previous filing
19 May 2021
Next filing
22 Sep 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction AVTR Common Stock Options Exercise $477,773 +152,643 +11% $3.13* 1,555,924 08 Jun 2021 Direct
transaction AVTR Common Stock Sale $4,890,682 -152,643 -9.8% $32.04 1,403,281 08 Jun 2021 Direct F1, F2
transaction AVTR Common Stock Options Exercise $736,082 +235,170 +17% $3.13* 1,638,451 09 Jun 2021 Direct
transaction AVTR Common Stock Sale $7,532,495 -235,170 -14% $32.03 1,403,281 09 Jun 2021 Direct F1, F3
transaction AVTR Common Stock Options Exercise $133,063 +42,512 +3% $3.13* 1,445,793 10 Jun 2021 Direct
transaction AVTR Common Stock Sale $1,380,790 -42,512 -2.9% $32.48 1,403,281 10 Jun 2021 Direct F1, F4
transaction AVTR Common Stock Options Exercise $240,401 +57,375 +4.1% $4.19* 1,460,656 10 Jun 2021 Direct
transaction AVTR Common Stock Sale $1,863,540 -57,375 -3.9% $32.48 1,403,281 10 Jun 2021 Direct F1, F4

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction AVTR Stock Options (Right to Buy) Options Exercise $0 -152,643 -35% $0.000000 277,682 08 Jun 2021 Common Stock 152,643 $3.13 Direct F5
transaction AVTR Stock Options (Right to Buy) Options Exercise $0 -235,170 -85% $0.000000 42,512 09 Jun 2021 Common Stock 235,170 $3.13 Direct F5
transaction AVTR Stock Options (Right to Buy) Options Exercise $0 -42,512 -100% $0.000000* 0 10 Jun 2021 Common Stock 42,512 $3.13 Direct F5
transaction AVTR Common Stock Options Exercise $0 -57,375 -100% $0.000000* 0 10 Jun 2021 Common Stock 57,375 $4.19 Direct F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $32.00 to $32.045, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F3 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $32.00 to $32.17, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F4 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $32.03 to $32.68, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
F5 These options are fully vested.