Alexandria Venture Investments, LLC - Jan 11, 2022 Form 4 Insider Report for Vigil Neuroscience, Inc. (VIGL)

Role
10%+ Owner
Signature
By: ALEXANDRIA REAL ESTATE EQUITIES, INC., a Maryland corporation, managing member By: /s/ Dean A. Shigenaga Chief Financial Officer
Stock symbol
VIGL
Transactions as of
Jan 11, 2022
Transactions value $
$0
Form type
4
Date filed
1/11/2022, 04:53 PM
Previous filing
Jan 6, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction VIGL Common stock Conversion of derivative security +193K 193K Jan 11, 2022 Direct F1

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction VIGL Series A convertible preferred stock Conversion of derivative security $0 -393K -100% $0.00* 0 Jan 11, 2022 Common stock 142K Direct F1
transaction VIGL Series B convertible preferred stock Conversion of derivative security $0 -143K -100% $0.00* 0 Jan 11, 2022 Common stock 51.4K Direct F1
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Alexandria Venture Investments, LLC is no longer subject to Section 16 filing requirements. Form 4 or Form 5 obligations may continue.

Explanation of Responses:

Id Content
F1 These shares of Series A Preferred Stock and Series B Preferred Stock (collectively, the "Preferred Stock") were convertible at any time at the holder's election and automatically converted on a one-for-2.7732 basis into shares of the Issuer's common stock immediately prior to the closing of the Issuer's initial public offering without payment of additional consideration. The Preferred Stock had no expiration date.