Robert E. Bigelow III - 17 Nov 2022 Form 4 Insider Report for 180 DEGREE CAPITAL CORP. /NY/ (TURN)

Role
VP, Head of Fund Development
Signature
/s/ Alicia M. Gift by Power of Attorney
Issuer symbol
TURN
Transactions as of
17 Nov 2022
Net transactions value
+$14,535
Form type
4
Filing time
18 Nov 2022, 15:31:11 UTC
Previous filing
30 Aug 2022
Next filing
22 Nov 2022
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction TURN Common Stock Sale $248,979 -44,700 -43% $5.57 58,160 17 Nov 2022 Direct F1
transaction TURN Common Stock Purchase $249,426 +44,700 +77% $5.58 102,860 17 Nov 2022 Direct F1
transaction TURN Common Stock Purchase $6,159 +1,100 +1.1% $5.60 103,960 17 Nov 2022 Direct
transaction TURN Common Stock Purchase $7,929 +1,400 +1.3% $5.66 105,360 17 Nov 2022 Direct
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Transaction was undertaken by the Reporting Person to transfer ownership of the Issuer's stock from a directed brokerage account to a retirement account. Due to the restrictions under ERISA, a direct transfer was not permissible, so an open market trade was consummated.