Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
---|---|---|---|---|---|---|---|---|---|---|---|
transaction | OCCI | Common Stock | Other | $0 | +553 | +4.02% | $0.00 | 14.3K | Oct 15, 2021 | Direct | F1 |
transaction | OCCI | Common Stock | Other | $0 | +3.49K | +2.8% | $0.00 | 128K | Oct 15, 2021 | Owned by Orchard First Source Asset Management, LLC | F1, F2 |
transaction | OCCI | Common Stock | Other | $0 | +249 | +2.8% | $0.00 | 9.15K | Oct 15, 2021 | Owned by OFS Funding I, LLC | F1, F3 |
Id | Content |
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F1 | On August 24, 2021, the Issuer's board of directors declared a $0.55 per share quarterly distribution (the "Dividend") for the quarter ending October 31, 2021, payable to holders of record of common stock on September 13, 2021 (each, a "Stockholder"). The Dividend will be paid in cash or shares of the Issuer's common stock at the election of each Stockholder. The total amount of cash distributed to all Stockholders will be limited to 20% of the total Dividend, excluding any cash paid for fractional shares. The remainder of the Dividend (approximately 80%) will be paid in the form of shares of the Issuer's common stock. In connection with the Dividend, Mr. Rashid, Orchard First Source Asset Management, LLC ("OFSAM") and OFS Funding I, LLC will receive 553, 3,493 and 249 shares of common stock, respectively, as of October 29, 2021. |
F2 | These securities are held by OFSAM. Mr. Rashid has an ownership interest in OFSAM. As a result, Mr. Rashid may be deemed to beneficially own the securities held by OFSAM. |
F3 | These securities are held by OFS Funding I, LLC, which is owned by OFSAM. Mr. Rashid has an ownership interest in OFSAM. As a result, Mr. Rashid may be deemed to beneficially own the securities held by OFS Funding I, LLC by virtue of his ownership interest in OFSAM and, indirectly, OFS Funding I, LLC. |