| Type | Sym | Class | Transaction | Value $ | Shares | Change % | * Price $ | Shares After | Date | Ownership | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|
| transaction | NONE | Common Stock, par value $0.001 per share | Disposed to Issuer | -1.95M | -100% | 0 | Jun 3, 2024 | By GCOP LLC | F1, F2 | ||
| transaction | NONE | Common Stock, par value $0.001 per share | Disposed to Issuer | -1.83M | -100% | 0 | Jun 3, 2024 | By GEMS Fund 4, L.P. | F3, F4 |
| Id | Content |
|---|---|
| F1 | Disposed of pursuant to the Agreement and Plan of Merger, dated as of January 16, 2024 (as amended, the "Merger Agreement"), by and among the issuer, Golub Capital BDC, Inc. ("GBDC"), Park Avenue Subsidiary Inc., GC Advisors LLC, and, for certain limited purposes, Golub Capital LLC in exchange for 1,780,496 shares of GBDC common stock and a cash payment of $3.58 in lieu of fractional shares of GBDC common stock. The market price of GBDC common stock at the close of trading on May 31, 2024, the last trading day prior to closing of the merger, was $16.57. |
| F2 | Due to his control of GCOP LLC, Mr. Golub is viewed as having investment power over all of the shares owned by such entity. |
| F3 | Disposed of pursuant to the Merger Agreement in exchange for 1,676,387 shares of GBDC common stock and a cash payment of $6.71 in lieu of fractional shares of GBDC common stock. The market price of GBDC common stock at the close of trading on May 31, 2024, the last trading day prior to closing of the merger, was $16.57. |
| F4 | Due to his control of GEMS Fund 4, L.P., Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of common stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein. |