Lawrence E. Golub - Dec 7, 2023 Form 4 Insider Report for Golub Capital BDC 3, Inc. (NONE)

Role
Chairman, Director
Signature
/s/ Lawrence E. Golub
Stock symbol
NONE
Transactions as of
Dec 7, 2023
Transactions value $
$815,725
Form type
4
Date filed
12/19/2023, 12:07 PM
Previous filing
Dec 7, 2023
Next filing
Dec 15, 2023

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NONE Common Stock, par value $0.001 per share Purchase $97.2K +6.68K +0.35% $14.55* 1.9M Dec 7, 2023 By GCOP LLC F1, F2
transaction NONE Common Stock, par value $0.001 per share Purchase $453K +31.8K +1.68% $14.25* 1.93M Dec 7, 2023 By GCOP LLC F2, F3
transaction NONE Common Stock, par value $0.001 per share Purchase $265K +18.7K +0.97% $14.22* 1.95M Dec 7, 2023 By GCOP LLC F2, F4
holding NONE Common Stock, par value $0.001 per share 1.83M Dec 7, 2023 By GEMS Fund 4, L.P. F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 On December 7, 2023, GCOP LLC purchased 6,678.487 shares of Common Stock from a stockholder of Golub Capital BDC 3, Inc. ("GBDC 3") at a purchase price of $14.55 per share, which was equal to 97.00% of GBDC 3's $15.00 net asset value per share as of September 30, 2023.
F2 Due to his control of and ownership interest in GCOP LLC, which upon settlement of the current acquisitions directly owns 1,948,452.852 shares of Common Stock, Mr Golub is viewed as having investment power over all the shares owned by such entity.
F3 On December 7, 2023, GCOP LLC purchased 31,797.433 shares of Common Stock from a stockholder of GBDC 3 at a purchase price of $14.25 per share, which was equal to 95.00% of GBDC 3's $15.00 net asset value per share as of September 30, 2023.
F4 On December 7, 2023, GCOP LLC purchased 18,666.667 shares of Common Stock from a stockholder of GBDC 3 at a purchase price of $14.22 per share, which was equal to 94.83% of GBDC 3's $15.00 net asset value per share as of September 30, 2023.
F5 Due to his control of GEMS Fund 4, L.P., which upon settlement of the current acquisition directly owns 1,834,523.315 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein.