Lawrence E. Golub - Jun 15, 2021 Form 4 Insider Report for Golub Capital BDC 3, Inc. (NONE)

Role: Chairman, Director
Signature: /s/ Lawrence E. Golub
Stock symbol: NONE
Transactions as of: Jun 15, 2021
Transactions value $: $1,380,630
Form type: 4
Date filed: 6/17/2021, 08:43 AM
Previous filing: Jun 11, 2024
Next filing: Jun 21, 2021

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership	Footnotes
transaction	NONE	Common Stock, par value $0.001 per share	Purchase	$1.38M	+92K	+10.6%	$15.00	960K	Jun 15, 2021	By GCOP LLC	F1
holding	NONE	Common Stock, par value $0.001 per share						1.83M	Jun 15, 2021	By GEMS Fund 4, L.P.	F2

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Due to his control of and ownership interest in GCOP LLC, which upon settlement of the current acquisition directly owns 959,982.940 shares of Common Stock, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.
F2	Due to his control of GEMS Fund 4, L.P., which directly owns 1,834,523.315 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein.

Content

Due to his control of and ownership interest in GCOP LLC, which upon settlement of the current acquisition directly owns 959,982.940 shares of Common Stock, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.

Due to his control of GEMS Fund 4, L.P., which directly owns 1,834,523.315 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein.