Lawrence E. Golub - Jun 15, 2021 Form 4 Insider Report for Golub Capital BDC 3, Inc. (NONE)

Signature
/s/ Lawrence E. Golub
Stock symbol
NONE
Transactions as of
Jun 15, 2021
Transactions value $
$1,380,630
Form type
4
Date filed
6/17/2021, 08:43 AM
Previous filing
Jun 11, 2024
Next filing
Jun 21, 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction NONE Common Stock, par value $0.001 per share Purchase $1.38M +92K +10.6% $15.00 960K Jun 15, 2021 By GCOP LLC F1
holding NONE Common Stock, par value $0.001 per share 1.83M Jun 15, 2021 By GEMS Fund 4, L.P. F2
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Due to his control of and ownership interest in GCOP LLC, which upon settlement of the current acquisition directly owns 959,982.940 shares of Common Stock, Mr. Golub is viewed as having investment power over all of the shares owned by such entity.
F2 Due to his control of GEMS Fund 4, L.P., which directly owns 1,834,523.315 shares of Common Stock, Mr. Golub may be viewed as having investment power over all of the shares owned by such entity although voting rights have been passed through to the limited partners. Mr. Golub disclaims beneficial ownership of such shares of Common Stock held by GEMS Fund 4, L.P. except to the extent of his pecuniary interest therein.