Amit Sinha - Dec 23, 2021 Form 4 Insider Report for Zscaler, Inc. (ZS)

Signature
/s/ Torrie Nute, by power of attorney
Stock symbol
ZS
Transactions as of
Dec 23, 2021
Transactions value $
-$2,639,553
Form type
4
Date filed
12/23/2021, 08:16 PM
Previous filing
Dec 22, 2021
Next filing
Jan 10, 2022

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ZS Common Stock Options Exercise $49.4K +8.33K +3.4% $5.93* 253K Dec 23, 2021 Direct
transaction ZS Common Stock Sale -$223K -700 -0.28% $318.43 253K Dec 23, 2021 Direct F1, F2
transaction ZS Common Stock Sale -$192K -600 -0.24% $319.50 252K Dec 23, 2021 Direct F1, F3
transaction ZS Common Stock Sale -$257K -800 -0.32% $321.45 251K Dec 23, 2021 Direct F1, F4
transaction ZS Common Stock Sale -$456K -1.41K -0.56% $322.24 250K Dec 23, 2021 Direct F1, F5
transaction ZS Common Stock Sale -$629K -1.95K -0.78% $323.42 248K Dec 23, 2021 Direct F1, F6
transaction ZS Common Stock Sale -$737K -2.27K -0.92% $324.22 246K Dec 23, 2021 Direct F1, F7
transaction ZS Common Stock Sale -$195K -600 -0.24% $325.33 245K Dec 23, 2021 Direct F1, F8
holding ZS Common Stock 132K Dec 23, 2021 See footnote F9
holding ZS Common Stock 46K Dec 23, 2021 See footnote F10
holding ZS Common Stock 46K Dec 23, 2021 See Footnote F11
holding ZS Common Stock 62.4K Dec 23, 2021 See Footnote F12
holding ZS Common Stock 62.4K Dec 23, 2021 See Footnote F13
holding ZS Common Stock 66K Dec 23, 2021 See Footnote F14

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ZS Employee Stock Option (right to buy) Options Exercise $0 -8.33K -100% $0.00* 0 Dec 23, 2021 Common Stock 8.33K $5.93 Direct F15
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on September 29, 2020.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $317.74 to $318.73, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4.
F3 The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $319.01 to $319.98, inclusive.
F4 The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $320.77 to $321.75, inclusive.
F5 The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $321.82 to $322.71, inclusive.
F6 The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $322.91 to $323.89, inclusive.
F7 The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $323.91to $324.77, inclusive.
F8 The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $325 to $325.72, inclusive.
F9 The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.
F10 The shares are held of record by the South Dakota Trust Co. LLC TTEE Sinha Family Incentive Trust
F11 The shares are held of record by the South Dakota Trust Co. LLC TTEE Sinha Education Excellence Trust.
F12 The shares are held of record in trust for the reporting person's minor daughter for which Neha and Piyush Kumar serve as co-trustees.
F13 The shares are held of record in trust for the reporting person's minor son for which Neha and Piyush Kumar serve as co-trustees.
F14 The shares are held of record by the Amit & Deepali Sinha Foundation for which the reporting person and his spouse serve as trustees.
F15 The shares subject to the options are fully vested and exercised.