Amit Sinha - 30 Sep 2021 Form 4 Insider Report for Zscaler, Inc. (ZS)

Signature
/s/ Torrie Nute, by power of attorney
Issuer symbol
ZS
Transactions as of
30 Sep 2021
Net transactions value
-$2,840,282
Form type
4
Filing time
01 Oct 2021, 20:07:22 UTC
Previous filing
22 Sep 2021
Next filing
15 Oct 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ZS Common Stock Options Exercise $41,475 +7,000 +2.8% $5.92* 261,252 30 Sep 2021 Direct
transaction ZS Common Stock Sale $259,183 -1,000 -0.38% $259.18 260,252 30 Sep 2021 Direct F1, F2
transaction ZS Common Stock Sale $337,387 -1,296 -0.5% $260.33 258,956 30 Sep 2021 Direct F1, F3
transaction ZS Common Stock Sale $418,299 -1,600 -0.62% $261.44 257,356 30 Sep 2021 Direct F1, F4
transaction ZS Common Stock Sale $759,607 -2,896 -1.1% $262.30 254,460 30 Sep 2021 Direct F1, F5
transaction ZS Common Stock Sale $54,698 -208 -0.08% $262.97 254,252 30 Sep 2021 Direct F1, F6
transaction ZS Common Stock Sale $105,200 -400 -0.83% $263.00 47,600 30 Sep 2021 See footnote F7
transaction ZS Common Stock Sale $45,236 -172 -0.36% $263.00 47,828 30 Sep 2021 See Footnote F8
transaction ZS Common Stock Sale $421,072 -1,600 -3.4% $263.17 46,000 01 Oct 2021 See footnote F7
transaction ZS Common Stock Sale $481,075 -1,828 -3.8% $263.17 46,000 01 Oct 2021 See Footnote F8
holding ZS Common Stock 149,702 30 Sep 2021 See footnote F9
holding ZS Common Stock 72,375 30 Sep 2021 See Footnote F10
holding ZS Common Stock 72,374 30 Sep 2021 See Footnote F11
holding ZS Common Stock 48,000 30 Sep 2021 See Footnote F12

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ZS Employee Stock Option (right to buy) Options Exercise $0 -7,000 -14% $0.000000 43,333 30 Sep 2021 Common Stock 7,000 $5.92 Direct F13
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on September 29, 2020.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $258.77 to $259.59, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in the footnotes to this Form 4.
F3 The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $259.83 to $260.81, inclusive.
F4 The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $260.84 to $261.80, inclusive.
F5 The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $261.88 to $262.80, inclusive.
F6 The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $262.94 to $263.53, inclusive.
F7 The shares are held of record by the South Dakota Trust Co. LLC TTEE Sinha Family Incentive Trust
F8 The shares are held of record by the South Dakota Trust Co. LLC TTEE Sinha Education Excellence Trust.
F9 The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.
F10 The shares are held of record in trust for the reporting person's minor son for which Neha and Piyush Kumar serve as co-trustees.
F11 The shares are held of record in trust for the reporting person's minor daughter for which Neha and Piyush Kumar serve as co-trustees.
F12 The shares are held of record by the Amit & Deepali Sinha Foundation for which the reporting person and his spouse serve as trustees.
F13 One-fourth of the shares subject to the option vest on November 1, 2018 and 1/48 of the shares vest monthly thereafter.