Amit Sinha - 02 Sep 2021 Form 4 Insider Report for Zscaler, Inc. (ZS)

Signature
/s/ Torrie Nute, by power of attorney
Issuer symbol
ZS
Transactions as of
02 Sep 2021
Net transactions value
-$1,929,572
Form type
4
Filing time
02 Sep 2021, 20:28:08 UTC
Previous filing
20 Aug 2021
Next filing
20 Dec 2021

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction ZS Common Stock Options Exercise $41,475 +7,000 +2.7% $5.92* 268,318 02 Sep 2021 Direct
transaction ZS Common Stock Sale $155,542 -561 -0.21% $277.26 267,757 02 Sep 2021 Direct F1, F2
transaction ZS Common Stock Sale $111,722 -400 -0.15% $279.30 267,357 02 Sep 2021 Direct F1, F3
transaction ZS Common Stock Sale $224,459 -800 -0.3% $280.57 266,557 02 Sep 2021 Direct F1, F4
transaction ZS Common Stock Sale $731,768 -2,600 -0.98% $281.45 263,957 02 Sep 2021 Direct F1, F5
transaction ZS Common Stock Sale $350,278 -1,239 -0.47% $282.71 262,718 02 Sep 2021 Direct F1, F6
transaction ZS Common Stock Sale $311,949 -1,100 -0.42% $283.59 261,618 02 Sep 2021 Direct F1, F7
transaction ZS Common Stock Sale $85,329 -300 -0.11% $284.43 261,318 02 Sep 2021 Direct F1, F8
holding ZS Common Stock 149,702 02 Sep 2021 See footnote F9
holding ZS Common Stock 82,375 02 Sep 2021 See Footnote F10
holding ZS Common Stock 82,374 02 Sep 2021 See Footnote F11
holding ZS Common Stock 48,000 02 Sep 2021 See Footnote F12
holding ZS Common Stock 48,000 02 Sep 2021 See footnote F13
holding ZS Common Stock 48,000 02 Sep 2021 See Footnote F14

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction ZS Employee Stock Option (right to buy) Options Exercise $0 -7,000 -11% $0.000000 57,333 02 Sep 2021 Common Stock 7,000 $5.92 Direct F15
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 The sale reported in the Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted on September 29, 2020.
F2 The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $277.11 to $277.70, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (8) to this Form 4.
F3 The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $278.96 to $279.74, inclusive.
F4 The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $280.04 to $281.03, inclusive.
F5 The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $281.09 to $282.02, inclusive.
F6 The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $282.15 to $283.12, inclusive.
F7 The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $283.23 to $284.18, inclusive.
F8 The price reported in Column 4 is weighted average price. These shares were sold in multiple transactions at prices ranging from $284.35 to $284.56, inclusive.
F9 The shares are held of record by the Sinha Revocable Trust dated September 24, 2011 for which the reporting person serves as trustee.
F10 The shares are held of record in trust for the reporting person's minor son for which Neha and Piyush Kumar serve as co-trustees.
F11 The shares are held of record in trust for the reporting person's minor daughter for which Neha and Piyush Kumar serve as co-trustees.
F12 The shares are held of record by the South Dakota Trust Co. LLC TTEE Sinha Education Excellence Trust.
F13 The shares are held of record by the South Dakota Trust Co. LLC TTEE Sinha Family Incentive Trust
F14 The shares are held of record by the Amit & Deepali Sinha Foundation for which the reporting person and his spouse serve as trustees.
F15 One-fourth of the shares subject to the option vest on November 1, 2018 and 1/48 of the shares vest monthly thereafter.