David Zalik - 31 Dec 2021 Form 5 Insider Report for GreenSky, Inc.

Role: CEO and Chairman of the Board, Director, 10%+ Owner
Signature: /s/ Steven E. Fox, as attorney-in-fact
Issuer symbol: N/A
Transactions as of: 31 Dec 2021
Net transactions value: $0
Form type: 5
Filing time: 14 Feb 2022, 15:44:26 UTC
Next filing: 29 Mar 2022
SEC: View on sec.gov

Transactions Table

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Ownership
transaction	GSKY	Class B common stock	Gift	$0	-6,635,735	-13%	$0.000000	44,354,509	13 Sep 2021	Founders Technology Investors, LLC
holding	GSKY	Class A common stock						1,105,220	31 Dec 2021	Direct
holding	GSKY	Class B common stock						13,397,399	31 Dec 2021	Financial Technology Investors, LLC

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type	Sym	Class	Transaction	Value $	Shares	Change %	* Price $	Shares After	Date	Underlying Class	Amount	Exercise Price	Ownership	Footnotes
transaction	GSKY	Holdco Units	Gift	$0	-6,635,735	-13%	$0.000000	44,354,509	13 Sep 2021	Class A common stock	50,990,244		Founders Technology Investors, LLC	F1
holding	GSKY	Holdco Units						13,397,399	31 Dec 2021	Class A common stock	13,397,399		Financial Technology Investors, LLC	F1

* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id	Content
F1	Pursuant to the Exchange Agreement, dated May 23, 2018, by and among the Issuer, GreenSky Holdings, LLC ("GS Holdings") and the members of GS Holdings, the Holdco Units may be exchanged by the Reporting Person (with automatic cancellation of an equal number of shares of Class B common stock) for shares of Class A common stock on a one-for-one basis, subject to customary adjustments for stock splits, stock dividends, reclassifications and other similar transactions, stock repurchases and other reinvestments of excess cash, or for cash (based on the market price of the shares of Class A common stock), at the Issuer's option.

Content

Pursuant to the Exchange Agreement, dated May 23, 2018, by and among the Issuer, GreenSky Holdings, LLC ("GS Holdings") and the members of GS Holdings, the Holdco Units may be exchanged by the Reporting Person (with automatic cancellation of an equal number of shares of Class B common stock) for shares of Class A common stock on a one-for-one basis, subject to customary adjustments for stock splits, stock dividends, reclassifications and other similar transactions, stock repurchases and other reinvestments of excess cash, or for cash (based on the market price of the shares of Class A common stock), at the Issuer's option.