Balan Nair - 30 Jun 2023 Form 4 Insider Report for Liberty Latin America Ltd. (LILA)

Role
President and CEO, Director
Signature
/s/ John M. Winter, Attorney-in-Fact
Issuer symbol
LILA
Transactions as of
30 Jun 2023
Net transactions value
+$12,382
Form type
4
Filing time
03 Aug 2023, 16:20:08 UTC
Previous filing
08 Jun 2023
Next filing
07 Sep 2023
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LILA Class C Common Shares Award $14,999 +1,901 +0.17% $7.89 1,152,267 30 Jun 2023 Direct F1, F2
transaction LILA Class C Common Shares Tax liability $600 -76 -0.01% $7.89 1,152,190 30 Jun 2023 Direct F2, F3
transaction LILA Class C Common Shares Award $0 +534 +0.05% $0.000000 1,152,724 30 Jun 2023 Direct F4
transaction LILA Class C Common Shares Tax liability $2,017 -234 -0.02% $8.62 1,152,490 30 Jun 2023 Direct F3
holding LILA Class C Common Shares 1,139 30 Jun 2023 By IRA
holding LILA Class C Common Shares 10,764 30 Jun 2023 By 401(k) Plan F5
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 These shares were acquired under the Liberty Latin America Employee Stock Purchase Plan ("ESPP") in transactions that were exempt under both Rule 16b-3(d) and Rule 16b-3(c).
F2 The ESPP's "look-back" feature was used to determine the price for these shares. The "look-back" feature compares the closing price of the Issuer's Class C common shares on the first and last trading days of the Jan. 1 - June 30, 2023 contribution period, with the lower of the two being used to determine the purchase price.
F3 Represents common shares that have been withheld by the Issuer to satisfy the tax liability arising from the ESPP transactions reported on this form which are exempt under both Rule 16b-3(d) and Rule 16b-3(c).
F4 These shares were acquired pursuant to the "match benefit" of ESPP in a transaction that was exempt under both Rule 16b-3(d) and Rule 16b-3(c).
F5 The Reporting Person received 1,604 shares contributed by Issuer under its 401(k) Plan as of June 30, 2023.

Remarks:

The trading symbols for the Issuer's classes of common shares are LILA, LILAB, and LILAK.