Balan Nair - 01 Oct 2021 Form 4 Insider Report for Liberty Latin America Ltd. (LILA)

Role
President and CEO, Director
Signature
/s/ John M. Winter, Attorney-in-Fact
Issuer symbol
LILA
Transactions as of
01 Oct 2021
Net transactions value
-$554,768
Form type
4
Filing time
05 Oct 2021, 17:47:40 UTC
Previous filing
07 Sep 2021
Next filing
12 Nov 2021
SEC
View on sec.gov

Transactions Table

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Ownership Footnotes
transaction LILA Class A Common Shares Options Exercise +31,090 +9.1% 372,666 01 Oct 2021 Direct F1
transaction LILA Class A Common Shares Tax liability $179,621 -13,649 -3.7% $13.16 359,017 01 Oct 2021 Direct
transaction LILA Class C Common Shares Options Exercise +64,882 +11% 678,654 01 Oct 2021 Direct F1
transaction LILA Class C Common Shares Tax liability $375,147 -28,485 -4.2% $13.17 650,169 01 Oct 2021 Direct
holding LILA Class C Common Shares 5,863 01 Oct 2021 By 401(k) Plan F2
holding LILA Class C Common Shares 1,139 01 Oct 2021 By IRA

Derivative Securities (e.g., puts, calls, warrants, options, convertible securities)

Type Sym Class Transaction Value $ Shares Change % * Price $ Shares After Date Underlying Class Amount Exercise Price Ownership Footnotes
transaction LILA Restricted Share Units A Options Exercise -31,090 -100% 0 01 Oct 2021 Class A Common Shares 31,090 Direct F1, F3
transaction LILA Restricted Share Units C Options Exercise -64,882 -100% 0 01 Oct 2021 Class C Common Shares 64,882 Direct F1, F3
* An asterisk sign (*) next to the price indicates that the price is likely invalid.

Explanation of Responses:

Id Content
F1 Each Restricted Share Unit represents a right to receive one share of the Issuer's Class A common shares or Class C common shares, as the case may be, at settlement.
F2 The Reporting Person received 925 shares contributed by Issuer under its 401(k) Plan as of October 1, 2021.
F3 The Restricted Share Units vest in two equal semi-annual installments on April 1, 2021 and October 1, 2021.

Remarks:

The trading symbols for the Issuer's classes of common shares are LILA, LILAB, and LILAK.